跳到主要內容

Brahman Capital Corp. 的 Form 4 申報

Bluescape Opportunities Acquisition Corp.(BOAC),2023/1/6 申報

申報編號
0000902664-23-000069
申報時間
2023/1/6 14:01 ET
交易日
2022/10/3-12/21
申報延遲
95 天遲報
10b5-1 計畫
表單沒有這欄(2023 年以前)

這份申報列了 2 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $83.3 萬。交易後 95 天才申報,超過 2 個營業日的期限。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Brahman Capital Corp.CIK 0001014894持股 10% 以上大股東
Kuflik Mitchell AndrewCIK 0001960912持股 10% 以上大股東
Sobel Robert JosephCIK 0001960919持股 10% 以上大股東
Brahman Management, L.L.C.CIK 0001961249持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2022/10/3Class A Ordinary SharesS賣出處分−66,275$9.84F1−$652,212.281,319,626間接
2022/12/21Class A Ordinary SharesS賣出處分−18,474$9.76F5−$180,302.551,301,152間接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2022/12/21Class A Ordinary SharesJ其他處分−351,987–F6–945,281間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.85 to $9.93, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

表 I 有 1 筆交易的價格引用這則附註。

F5

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.71 to $9.91, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

表 I 有 1 筆交易的價格引用這則附註。

F6

Settlement of cash settled equity swaps. The cash settled equity swaps were settled pursuant to their terms. The swaps were able to be settled at any time. The notional shares settled under the swap contracts were settled at a settlement price of $9.8292.

表 II 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)