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Centerbridge Credit Partners, L.P. 的 Form 4/A 修正申報

修正

Genco Shipping & Trading Ltd(GNK),2021/8/19 申報

申報編號
0000902664-21-003955
申報時間
2021/8/19 16:10 ET
交易日
2021/8/17
申報延遲
2 天
10b5-1 計畫
表單沒有這欄(2023 年以前)
原始申報日
2021/8/18

這份申報列了 1 筆非衍生性交易。沿用原件裡沒有重述的 8 筆交易。公開市場買進合計 $173.3 萬。公開市場賣出合計 $799.7 萬。交易後 2 天申報。

這份修正申報重述了 0000902664-21-003943(2021/8/18 申報)的一部分,沒有重述的交易仍然有效,列在下面。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Centerbridge Credit Partners, L.P.CIK 0001422713持股 10% 以上大股東
Aronson JeffreyCIK 0001425800持股 10% 以上大股東
Centerbridge Credit Partners General Partner, L.P.CIK 0001484833持股 10% 以上大股東
Centerbridge Credit Partners Offshore General Partner, L.P.CIK 0001484834持股 10% 以上大股東
Centerbridge Credit Partners Master, L.P.CIK 0001584544持股 10% 以上大股東
Centerbridge Capital Partners II (Cayman), L.P.CIK 0001614619持股 10% 以上大股東
Centerbridge Associates II (Cayman), L.P.CIK 0001614622持股 10% 以上大股東
Centerbridge Capital Partners SBS II (Cayman), L.P.CIK 0001614624持股 10% 以上大股東
Centerbridge Credit Cayman GP, Ltd.CIK 0001667800持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2021/8/17Common Stock, par value $0.01 per share ("Common Stock")S賣出處分−97,843$17.71−$1,733,102.8437,165間接

沿用原件的交易

這份修正申報只重述了原件的一部分。原件其他的交易仍然有效,網站的交易表把它們算在這份修正申報底下。

來自 0000902664-21-003943(2021/8/18 申報)。

非衍生性證券(表 I)

沿用 0000902664-21-003943 的非衍生性證券交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2021/8/16Common Stock, par value $0.01 per share ("Common Stock")S賣出處分−47,160$17.75−$837,160.74250,125間接
2021/8/18Common StockS賣出處分−68,854$17.97−$1,237,561.140間接
2021/8/16Common StockS賣出處分−27,385$17.75−$486,124.83145,238間接
2021/8/17Common StockS賣出處分−105,257$17.71−$1,864,427.7739,981間接
2021/8/18Common StockS賣出處分−39,981$17.97−$718,606.50間接
2021/8/16Common StockS賣出處分−25,455$17.75−$451,864.43135,008間接
2021/8/17Common StockP買進處分−97,843$17.71−$1,733,102.8437,165間接
2021/8/18Common StockS賣出處分−37,165$17.97−$667,992.560間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

The Reporting Persons filed a statement of change in beneficial ownership on Form 4 on August 18, 2021 (the "Original Form 4") which reported a purchase of shares of Common Stock by Special Credit Partners II AIV (as defined in footnote 2 below) when Special Credit Partners II AIV in fact sold shares of Common Stock. This amendment to the Original Form 4 is filed to correct the transaction code of such transaction from "P" to "S".

F2

These securities are held by Centerbridge Special Credit Partners II AIV IV (Cayman), L.P. ("Special Credit Partners II AIV").

F3

Centerbridge Credit Partners General Partner, L.P. ("Onshore GP") is the general partner of Credit Partners, and, as such, it may be deemed to beneficially own the securities held by Credit Partners. Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of Credit Partners Master, and, as such, it may be deemed to beneficially own the securities held by Credit Partners Master. Centerbridge Credit Cayman GP Ltd. ("Credit GP") is the general partner of each of Onshore GP and Offshore GP, and, as such, it may be deemed to beneficially own the securities held by Credit Partners and Credit Partners Master. As of August 18, 2021, Credit Partners Master, Credit Partners, Onshore GP, Offshore GP and Credit GP ceased to beneficially own any shares of Common Stock and, as such, this constitutes an "exit filing" for Credit Partners Master, Credit Partners, Onshore GP, Offshore GP and Credit GP.

F4

Centerbridge Special Credit Partners General Partner II (Cayman), L.P. ("CSCPGP II Cayman") is the general partner of Special Credit Partners II AIV, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of CSCPGP II Cayman, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. As of August 18, 2021, Special Credit Partners II AIV, CSCPGP II Cayman and CSCP II Cayman Ltd. ceased to beneficially own any shares of Common Stock and, as such, this constitutes an "exit filing" for Credit Partners II AIV, CSCPGP II Cayman and CSCP II Cayman Ltd.

F5

Centerbridge Associates II (Cayman), L.P. ("CA II Cayman") is the general partner of Capital Partners II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II. CCP II Cayman GP Ltd. ("CCP II Cayman Ltd.") is the general partner of each of CA II Cayman and Capital Partners SBS II, and as such, it may be deemed to beneficially own the securities held by Capital Partners II and Capital Partners SBS II. Jeffrey H. Aronson ("Mr. Aronson"), indirectly, through various intermediate entities controls each of the Centerbridge Funds, and, as such, Mr. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds.

F6

For purposes of this filing, "Reporting Persons" means, as applicable, Special Credit Partners II AIV, Credit Partners Master, Credit Partners, Capital Partners II, Capital Partners SBS II, Onshore GP, Offshore GP, Credit GP, CSCPGP II Cayman, CSCP II Cayman Ltd., CA II Cayman, CCP II Cayman Ltd. and Mr. Aronson.

F7

The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)