Wcas XII Associates LLC 的 Form 4 申報

Clearwater Analytics Holdings, Inc.（CWAN），2023/11/13 申報

申報編號: 0000899243-23-020327
申報時間: 2023/11/13 07:01 ET
交易日: 2023/11/9
申報延遲: 4 天
10b5-1 計畫: 沒有勾選

SEC EDGAR 原文（在新分頁開啟）

這份申報列了 4 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $1.95 億。交易後 4 天申報。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人	與公司的關係
Wcas XII Associates LLCCIK 0001848767	持股 10% 以上大股東
Wcas XII Carbon Analytics Acquisition, L.P.CIK 0001879860	持股 10% 以上大股東
WCAS XIII Associates LLCCIK 0001884600	持股 10% 以上大股東

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日	證券	交易	股數	價格	金額	交易後持股	持有方式	旗標
2023/11/9	Class C Common Stock	C轉換處分	−3,595,072	–^F1,F2	–	35,742,674	間接	重複申報
2023/11/9	Class D Common Stock	C轉換處分	−7,650,428	–^F1,F2	–	39,077,516	間接	重複申報
2023/11/9	Class A Common Stock	C轉換取得	+11,245,500	–^F1,F2	–	11,245,500	間接	重複申報
2023/11/9	Class A Common Stock	S賣出處分	−11,245,500	$17.31^F6	−$194,659,605	0	間接	重複申報

衍生性證券（表 II）

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日	證券	交易	標的股數	單價	金額	交易後持有	持有方式	旗標
2023/11/9	Class A or Class D Common Stock	C轉換處分	−3,595,072	–^F1,F2	–	35,742,674	間接	重複申報

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

Shares of Class C Common Stock do not represent economic interests in the Issuer. Except as provided in the Issuer's certificate of incorporation or as required by applicable law, holders of Class C Common Stock will be initially entitled to 10 votes per share on all matters to be voted on by the Issuer's stockholders generally. The Reporting Person may exchange all or a portion of such person's common units of CWAN Holdings, LLC ("LLC Interests") (together with the delivery for no consideration of an equal number of shares of Class C Common Stock) for an equal number of newly issued shares of Class D Common Stock or Class A Common Stock from time to time, subject to customary adjustments, or, at the election of the Issuer, a cash payment equal to the 20 day volume weighted average price of shares of Class A Common Stock immediately prior to the applicable exchange date.

表 I 有 3 筆、表 II 有 1 筆交易的價格引用這則附註。

Upon the earlier of (i) the date that affiliates of Welsh Carson own less than 5% of the Issuer's common stock and (ii) the seventh anniversary of the closing of the Issuer's initial public offering, each share of Class D Common Stock will automatically convert into a share of Class A Common Stock and each share of Class C Common Stock will automatically convert into a share of Class B Common Stock of the Issuer, each of which is entitled to one vote per share. Thereafter, an exchange of the Reporting Person's LLC Interests will be for Class A Common Stock and the surrender for no consideration of non-economic voting stock in connection with such exchange will be with respect to Class B Common Stock held by the Reporting Person.

表 I 有 3 筆、表 II 有 1 筆交易的價格引用這則附註。

This amount represents a public offering price of $17.50 per share of Class A Common Stock less an underwriting discount of $0.19 per share for shares sold in an underwritten public offering.

表 I 有 1 筆交易的價格引用這則附註。

備註

Form 2 of 2

看 SEC EDGAR 上的完整原文（在新分頁開啟）