NGP XI US Holdings, L.P. 的 Form 4 申報

Permian Resources Corp（PR），2023/9/25 申報

申報編號: 0000899243-23-019482
申報時間: 2023/9/25 08:44 ET
交易日: 2023/9/22
申報延遲: 3 天
10b5-1 計畫: 沒有勾選

SEC EDGAR 原文（在新分頁開啟）

這份申報列了 12 筆非衍生性交易、6 筆衍生性交易。公開市場賣出合計 $3.13 億。交易後 3 天申報。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人	與公司的關係
NGP XI US Holdings, L.P.CIK 0001691879	持股 10% 以上大股東
Luxe Energy, LLCCIK 0001944739	持股 10% 以上大股東
NGP Pearl Holdings II, LLCCIK 0001944741	持股 10% 以上大股東

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日	證券	交易	股數	價格	金額	交易後持股	持有方式
2023/9/22	Class C Common Stock	D交回公司處分	−6,390,202	$0.00^F1	$0	19,358,255	直接
2023/9/22	Class C Common Stock	D交回公司處分	−3,189,900	$0.00^F1	$0	9,663,373	直接
2023/9/22	Class C Common Stock	D交回公司處分	−15,087,398	$0.00^F1	$0	45,705,243	直接
2023/9/22	Class A Common Stock	C轉換取得	+6,390,202	$0.00^F1	$0	6,390,202	直接
2023/9/22	Class A Common Stock	C轉換取得	+3,189,900	$0.00^F1	$0	3,189,900	直接
2023/9/22	Class A Common Stock	C轉換取得	+15,087,398	$0.00^F1	$0	15,087,398	直接
2023/9/22	Class A Common Stock	S賣出處分	−6,390,202	$12.69^F2	−$81,098,692.6	0	直接
2023/9/22	Class A Common Stock	S賣出處分	−3,189,900	$12.69^F2	−$40,483,339.89	0	直接
2023/9/22	Class A Common Stock	S賣出處分	−15,087,398	$12.69^F2	−$191,475,676.76	0	直接
2023/9/22	Class C Common Stock	D交回公司處分	−569,918	–^F3	–	18,788,337	直接
2023/9/22	Class C Common Stock	D交回公司處分	−284,495	–^F3	–	9,378,878	直接
2023/9/22	Class C Common Stock	D交回公司處分	−1,345,587	–^F3	–	44,359,656	直接

衍生性證券（表 II）

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日	證券	交易	標的股數	單價	金額	交易後持有	持有方式
2023/9/22	Class A Common Stock	C轉換處分	−6,390,202	–^F1	–	19,358,255	直接
2023/9/22	Class A Common Stock	C轉換處分	−3,189,900	–^F1	–	9,663,373	直接
2023/9/22	Class A Common Stock	C轉換處分	−15,087,398	–^F1	–	45,705,243	直接
2023/9/22	Class A Common Stock	D交回公司處分	−569,918	$12.69	−$7,232,886.33	18,788,337	直接
2023/9/22	Class A Common Stock	D交回公司處分	−284,495	$12.69	−$3,610,554.49	9,378,878	直接
2023/9/22	Class A Common Stock	D交回公司處分	−1,345,587	$12.69	−$17,076,979.18	44,359,656	直接

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

At the request of the Reporting Person, each common unit of Permian Resources Operating, LLC ("PRC") (such common units, "Common Units") and a corresponding share of Class C common stock of the Company may be redeemed for newly-issued shares of Class A common stock of the Company on a one-for-one basis. The Common Units do not expire.

表 I 有 6 筆、表 II 有 3 筆交易的價格引用這則附註。

This amount represents the $13.05 price per share of Class A common stock of the Company less the underwriting discount of $0.3589 per share for shares sold by NGP XI US Holdings, L.P., NGP Pearl Holdings II, L.L.C. and Luxe Energy LLC in connection with an underwritten public offering (the "Offering").

表 I 有 3 筆交易的價格引用這則附註。

An aggregate of 2,200,000 Common Units were transferred to the Issuer by the Reporting Persons and a corresponding number of shares of Class C common stock were subsequently forfeited by the Reporting Persons and canceled by the Company in exchange for an amount per Common Unit of PRC/share of Class C common stock equal to the amount received by the Reporting Persons in the Offering as disclosed in Footnote 2 (the "Common Unit Repurchase"). The Common Unit Repurchase was made pursuant to a Repurchase Agreement, dated September 19, 2023, by and among the Reporting Persons, PRC and, for the purposes of consent to the transfer of Common Units, the Company. The Repurchase Agreement was specifically approved in advance by the Issuer's Audit Committee of the Board of Directors. The approval satisfied the requirements of Rule 16b-3(e) of the Securities Exchange Act of 1934, as amended.

表 I 有 3 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文（在新分頁開啟）