Riggs Rory B 的 Form 4 申報
Cibus, Inc.（CBUS），2023/6/2 申報
- 申報編號
- 0000899243-23-014329
- 申報時間
- 2023/6/2
- 交易日
- 2023/5/31-6/1
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 10 筆非衍生性交易、3 筆衍生性交易。公開市場買進合計 $3.15 萬。交易後 2 天申報。
這份申報後來被修正申報 0000899243-23-015608（2023/6/15）取代，網站的交易表改用修正後的版本。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Riggs Rory BCIK 0001016835 | 董事、高階主管（執行長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/5/31 | Class A Common Stock | A公司授予取得 | +848,662 | –F1,F2 | – | 848,662 | 直接 | |
| 2023/5/31 | Class A Common Stock | A公司授予取得 | +2,916 | –F1,F2 | – | 851,578 | 間接 | |
| 2023/5/31 | Class A Common Stock | A公司授予取得 | +118,893 | –F1,F2 | – | 970,471 | 間接 | |
| 2023/5/31 | Class A Common Stock | A公司授予取得 | +5,401 | –F1,F2 | – | 975,872 | 直接 | |
| 2023/5/31 | Class A Common Stock | A公司授予取得 | +9,600 | –F1,F2 | – | 985,472 | 間接 | |
| 2023/5/31 | Class A Common Stock | A公司授予取得 | +167,992 | –F2,F6 | – | 1,153,464 | 直接 | |
| 2023/6/1 | Class A Common Stock | P買進取得 | +1,000 | $31.50 | +$31,500 | 1,154,464 | 直接 | |
| 2023/5/31 | Class B Common Stock | A公司授予取得 | +1,361,226 | –F7 | – | 1,361,226 | 直接 | |
| 2023/5/31 | Class B Common Stock | A公司授予取得 | +20,891 | –F7 | – | 1,382,117 | 間接 | |
| 2023/5/31 | Class B Common Stock | A公司授予取得 | +1,505,967 | –F7 | – | 2,888,084 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Represents shares of Class A Common Stock received as consideration in connection with the closing of the transactions contemplated by the Agreement and Plan of Merger, dated January 13, 2023, as amended by the First Amendment to the Merger Agreement, dated April 14, 2023 (as amended, the "Merger Agreement"), by and among Cibus, Inc. (formerly Calyxt, Inc.) (the "Issuer", and prior to the closing of the transactions contemplated by the Merger Agreement, "Calyxt"), Calypso Merger Subsidiary, LLC, Cibus Global, LLC ("Cibus") and certain blocker entities party thereto.
表 I 有 5 筆交易的價格引用這則附註。
- F2
Gives effect to the 1-for-5 reverse stock split of Calyxt's common stock on May 31, 2023. On the closing date, the closing price of Calyxt's common stock was $6.30. Upon closing, Calyxt was renamed "Cibus, Inc.", the Issuer's Amended and Restated Certificate was amended such that the Issuer had two classes of common stock (Class A Common Stock and Class B Common Stock), and Calyxt's existing common stock remained as Class A Common Stock.
表 I 有 6 筆交易的價格引用這則附註。
- F6
Represents substitute awards constituting restricted shares of Class A Common Stock granted and issued pursuant to the Cibus, Inc. 2017 Omnibus Incentive Plan upon the closing of the transactions contemplated by the Merger Agreement (the "Transactions"), whereby certain Cibus restricted profits interest units previously granted to employees of Cibus were automatically cancelled and converted into the right to receive a number of restricted shares of the Class A Common Stock, subject to the same vesting schedule as was applicable to such profits interests units prior to the closing of the Transactions.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Represents shares of Class B Common Stock received as consideration in connection with the Merger Agreement, with the number of such shares of Class B Common Stock equal to the number of newly issued membership units of Cibus ("Cibus Common Units"), received by the reporting person as consideration in connection with the closing of the transactions contemplated Merger Agreement. Shares of Class B Common Stock have full voting, but no economic rights. The Issuer is the managing member of Cibus, with the Issuer's only material asset consisting of Cibus Common Units.
表 I 有 3 筆交易的價格引用這則附註。
- F9
Represents Cibus Common Units received as consideration in connection with the Merger Agreement.
表 II 有 3 筆交易的價格引用這則附註。