Goodman Robert P 的 Form 4 申報
ACV Auctions Inc.（ACVA），2023/5/15 申報
- 申報編號
- 0000899243-23-012964
- 申報時間
- 2023/5/15
- 交易日
- 2023/5/11-5/12
- 申報延遲
- 4 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 6 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $480.0 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Goodman Robert PCIK 0001252022 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/5/11 | Class A Common Stock | C轉換取得 | 0 | $0.00F1 | $0 | 0 | 間接 | |
| 2023/5/11 | Class A Common Stock | S賣出處分 | 0 | $0.00F4 | $0 | 0 | 間接 | |
| 2023/5/12 | Class A Common Stock | S賣出處分 | −238,643 | $16.00F6 | −$3,818,288 | 276,550 | 直接 | |
| 2023/5/12 | Class A Common Stock | S賣出處分 | −22,173 | $16.00F7 | −$354,768 | 0 | 間接 | |
| 2023/5/12 | Class A Common Stock | S賣出處分 | −13,061 | $16.00F8 | −$208,976 | 0 | 間接 | |
| 2023/5/12 | Class A Common Stock | S賣出處分 | −26,123 | $16.00F9 | −$417,968 | 0 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/5/11 | Class A Common Stock | C轉換處分 | 0 | $0.00F1 | $0 | 0 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.
表 I 有 1 筆、表 II 有 1 筆交易的價格引用這則附註。
- F4
On May 11, 2023, BVP IX, BVP IX Inst, and 15 Angels sold 1,650,420 shares, 1,322,238 shares and 27,342 shares, respectively, of Class A Common Stock of ACV Auctions, Inc in a single execution at a stock price of $16.03 per share.
表 I 有 1 筆交易的價格引用這則附註。
- F6
On May 12, 2023, the Reporting Person sold 238,643 shares of Class A Common Stock of the Issuer (the "Shares"). The Shares were sold in multiple executions at a price per share ranging from $16.00 to $16.22, with an average execution price per share of $16.00. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the Issuer or a security holder of the Issuer, to provide full information regarding such individual executions. The shares are directly held by the Reporting Person.
表 I 有 1 筆交易的價格引用這則附註。
- F7
On May 12, 2023, the Reporting Person sold 22,173 shares of Class A Common Stock of the Issuer (the "NB Shares"). The NB Shares were sold in multiple executions at a price per share ranging from $16.00 to $16.22, with an average execution price per share of $16.00. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the Issuer or a security holder of the Issuer, to provide full information regarding such individual executions. The shares are directly held by NB Group, LLC ("NB Group"). NB Group is controlled by the Reporting Person, and the Reporting Person disclaims beneficial ownership of the shares held by this entity, except to the extent of his pecuniary interest therein, if any.
表 I 有 1 筆交易的價格引用這則附註。
- F8
On May 12, 2023, the Reporting Person sold 13,061 shares of Class A Common Stock of the Issuer (the " Crack Shares"). The Crack Shares were sold in multiple executions at a price per share ranging from $16.00 to $16.22, with an average execution price per share of $16.00. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the Issuer or a security holder of the Issuer, to provide full information regarding such individual executions. The shares are directly held by Cracktuxet II, LLC ("Cracktuxet II"). Cracktuxet II is controlled by the Reporting Person, and the Reporting Person disclaims beneficial ownership of the shares held by this entity, except to the extent of his pecuniary interest therein, if any.
表 I 有 1 筆交易的價格引用這則附註。
- F9
On May 12, 2023, the Reporting Person sold 26,123 shares of Class A Common Stock of the Issuer (the "Katama Shares"). The Katama Shares were sold in multiple executions at a price per share ranging from $16.00 to $16.22, with an average execution price per share of $16.00. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the Issuer or a security holder of the Issuer, to provide full information regarding such individual executions. The shares are directly held by Katama Point LLC ("Katama"). Katama is controlled by the Reporting Person, and the Reporting Person disclaims beneficial ownership of the shares held by this entity, except to the extent of his pecuniary interest therein, if any.
表 I 有 1 筆交易的價格引用這則附註。