AlpInvest Partners B.V. 的 Form 4 申報
Stagwell IncSTGW，2023/5/10 申報
- 申報編號
- 0000899243-23-012564
- 申報時間
- 2023/5/10 20:59 ET
- 交易日
- 2023/5/8-5/9
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 2 筆非衍生性交易。公開市場賣出合計 $1.50 億。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| AlpInvest Partners B.V.CIK 0001512910 | 其他：Former 10% holder |
| AlpInvest Partners US Secondary Investments 2016 I C.V.CIK 0001976220 | 持股 10% 以上大股東 |
| AlpInvest PEP Secondary 2017 C.V.CIK 0001976232 | 持股 10% 以上大股東 |
| AlpInvest Secondaries Fund VI C.V.CIK 0001976263 | 持股 10% 以上大股東 |
| AlpInvest Secondaries Fund (Euro) VI C.V.CIK 0001976275 | 持股 10% 以上大股東 |
| GGG US Secondary 2017 C.V.CIK 0001976394 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/5/8 | Class A Common Stock | J其他取得 | +23,328,154 | $6.43 | +$150,000,030.22 | 0 | 間接 | |
| 2023/5/9 | Class A Common Stock | S賣出處分 | −23,328,154 | $6.43 | −$150,000,030.22 | 0 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
這份申報的交易價格沒有引用附註。
備註
On May 10, 2023, the Reporting Persons entered into an agreement with the general partner of the Limited Partnership that provides that the Reporting Persons cannot cause the Limited Partnership to make a distribution of shares of Class A Common Stock if, immediately following such distribution, the Reporting Persons (together with any persons with whom their beneficial ownership would be aggregated under for purposes of Section 13(d) or Section 16 of the U.S. Securities Exchange Act of 1934, as amended) would, after giving effect to such distribution, beneficially own more than 9.9% of the outstanding shares of Class A Common Stock. Because no more than ten Reporting Persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, AlpInvest GA Secondary C.V., AG Secondary C.V., APSS Secondary C.V., AJ Secondary C.V., and AP Fondo Secondaries II C.V. have made a separate Form 4 filing.