Welch Daniel G 的 Form 4/A 修正申報
修正Seagen Inc.（SGEN），2023/4/12 申報
- 申報編號
- 0000899243-23-011219
- 申報時間
- 2023/4/12
- 10b5-1 計畫
- 有勾選
- 原始申報日
- 2023/4/5
這份申報沒有列出任何交易。沿用原件裡沒有重述的 21 筆交易。公開市場賣出合計 $625.0 萬。
這份修正申報重述了 0000899243-23-010823（2023/4/5 申報）的一部分，沒有重述的交易仍然有效，列在下面。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Welch Daniel GCIK 0001206199 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
這份申報沒有這一類的交易。
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。
來自 0000899243-23-010823（2023/4/5 申報）。
非衍生性證券（表 I）
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/4/3 | Common Stock | M行使選擇權取得 | +995 | $38.82 | +$38,625.9 | 7,894 | 直接 | |
| 2023/4/3 | Common Stock | S賣出處分 | −995 | $200.11F3 | −$199,109.45 | 6,899 | 直接 | |
| 2023/4/3 | Common Stock | M行使選擇權取得 | +5,680 | $66.60 | +$378,288 | 12,579 | 直接 | |
| 2023/4/3 | Common Stock | S賣出處分 | −5,680 | $200.71F4 | −$1,140,032.8 | 6,899 | 直接 | |
| 2023/4/3 | Common Stock | M行使選擇權取得 | +3,575 | $66.60 | +$238,095 | 10,474 | 直接 | |
| 2023/4/3 | Common Stock | S賣出處分 | −3,575 | $201.59F5 | −$720,684.25 | 6,899 | 直接 | |
| 2023/4/3 | Common Stock | M行使選擇權取得 | +5 | $66.60 | +$333 | 6,904 | 直接 | |
| 2023/4/3 | Common Stock | S賣出處分 | −5 | $202.49F6 | −$1,012.45 | 6,899 | 直接 | |
| 2023/4/3 | Common Stock | M行使選擇權取得 | +7,158 | $56.77 | +$406,359.66 | 14,057 | 直接 | |
| 2023/4/3 | Common Stock | S賣出處分 | −7,158 | $202.51F7 | −$1,449,566.58 | 6,899 | 直接 | |
| 2023/4/3 | Common Stock | M行使選擇權取得 | +112 | $56.77 | +$6,358.24 | 7,011 | 直接 | |
| 2023/4/3 | Common Stock | S賣出處分 | −112 | $203.05 | −$22,741.6 | 6,899 | 直接 | |
| 2023/4/3 | Common Stock | S賣出處分 | −817 | $200.45F8 | −$163,767.65 | 6,082 | 直接 | |
| 2023/4/3 | Common Stock | S賣出處分 | −851 | $201.51F9 | −$171,485.01 | 5,231 | 直接 | |
| 2023/4/3 | Common Stock | S賣出處分 | −1,082 | $202.54F10 | −$219,148.28 | 4,149 | 直接 | |
| 2023/4/3 | Common Stock | S賣出處分 | −3,124 | $200.45F8 | −$626,205.8 | 19,936 | 間接 | |
| 2023/4/3 | Common Stock | S賣出處分 | −3,317 | $201.51F9 | −$668,408.67 | 16,619 | 間接 | |
| 2023/4/3 | Common Stock | S賣出處分 | −4,284 | $202.54F10 | −$867,681.36 | 12,335 | 間接 |
衍生性證券（表 II）
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/4/3 | Common Stock | M行使選擇權處分 | −995 | $0.00 | $0 | 0 | 直接 | |
| 2023/4/3 | Common Stock | M行使選擇權處分 | −9,260 | $0.00 | $0 | 0 | 直接 | |
| 2023/4/3 | Common Stock | M行使選擇權處分 | −7,270 | $0.00 | $0 | 1,990 | 直接 |
原件的附註
這幾筆交易的價格在原件上引用的附註。
- F3
Reflects sales of common stock executed in multiple transactions at prices ranging from $200.10 to $200.43. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Reflects sales of common stock executed in multiple transactions at prices ranging from $200.27 to $201.26. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Reflects sales of common stock executed in multiple transactions at prices ranging from $201.28 to $202.03. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Reflects sales of common stock executed in multiple transactions at prices ranging from $202.32 to $202.60. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Reflects sales of common stock executed in multiple transactions at prices ranging from $201.92 to $202.91. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Reflects sales of common stock executed in multiple transactions at prices ranging from $200.10 to $201.07. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 2 筆交易的價格引用這則附註。
- F9
Reflects sales of common stock executed in multiple transactions at prices ranging from $201.10 to $202.05. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 2 筆交易的價格引用這則附註。
- F10
Reflects sales of common stock executed in multiple transactions at prices ranging from $202.11 to $203.05. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 2 筆交易的價格引用這則附註。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This amendment to the Form 4 originally filed on April 5, 2023 is being filed solely to check the Rule 10b5-1(c) Transaction Indication box and provide related disclosure. Sales reported in this Form 4 were effected pursuant to written plans, entered into on September 7, 2022, that are intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
- F2
Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.