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Aguilar Richard 的 Form 4 申報

Cano Health, Inc.(CANO),2023/4/6 申報

申報編號
0000899243-23-010871
申報時間
2023/4/6
交易日
2023/4/5
申報延遲
1 天
10b5-1 計畫
沒有勾選

這份申報列了 3 筆衍生性交易。交易後 1 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Aguilar RichardCIK 0001865481高階主管(Chief Clinical Officer)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

這份申報沒有這一類的交易。

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2023/4/5Class A Common StockS賣出處分−4,991,807–F2–5,892,276間接
2023/4/5Class A Common StockS賣出處分−4,991,807–F2–5,892,276間接
2023/4/5PCIH Common Units/Class B Common StockP買進取得+4,991,807–F4–4,991,807直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F2

Transfer of PCIH Common Units and an equal number of shares of Class B Common Stock (the "Transferred Securities") by Aguilar Borrower Holdings LLC ("ABH") to a lender pursuant to a Stock Purchase and Repayment Agreement (the "Agreement") to pay in full the outstanding principal amount owed by the Reporting Person as guarantor to the lender under a promissory note. For such purpose, the parties agreed that the combined price for the Transferred Securities was $1.50 per share of Class B Common Stock.

表 II 有 2 筆交易的價格引用這則附註。

F4

In connection with the transfer described in Note (2) above, the Reporting Person obtained a right from the lender to acquire the Transferred Securities from the lender for a price equal to $3.00 per share of Class B Common Stock exercisable during the one year period following April 5, 2023, subject to the terms and conditions of the Agreement.

表 II 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)