Welch Daniel G 的 Form 4 申報
Seagen Inc.SGEN，2023/3/16 申報
- 申報編號
- 0000899243-23-008695
- 申報時間
- 2023/3/16
- 交易日
- 2023/3/13-3/14
- 申報延遲
- 3 天遲報
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 18 筆非衍生性交易、5 筆衍生性交易。公開市場賣出合計 $548.9 萬。交易後 3 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Welch Daniel GCIK 0001206199 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/3/13 | Common Stock | M行使選擇權取得 | +5,758 | $38.82 | +$223,525.56 | 15,407 | 直接 | |
| 2023/3/13 | Common Stock | M行使選擇權取得 | +283 | $39.94 | +$11,303.02 | 15,690 | 直接 | |
| 2023/3/13 | Common Stock | S賣出處分 | −283 | $202.36F3 | −$57,267.88 | 15,407 | 直接 | |
| 2023/3/13 | Common Stock | M行使選擇權取得 | +1,348 | $39.94 | +$53,839.12 | 16,755 | 直接 | |
| 2023/3/13 | Common Stock | S賣出處分 | −1,348 | $201.53F4 | −$271,662.44 | 15,407 | 直接 | |
| 2023/3/13 | Common Stock | M行使選擇權取得 | +7,629 | $39.94 | +$304,702.26 | 23,036 | 直接 | |
| 2023/3/13 | Common Stock | S賣出處分 | −7,629 | $200.30F5 | −$1,528,088.7 | 15,407 | 直接 | |
| 2023/3/13 | Common Stock | S賣出處分 | −2,098 | $200.20F6 | −$420,019.6 | 13,309 | 直接 | |
| 2023/3/13 | Common Stock | S賣出處分 | −214 | $201.53F7 | −$43,127.42 | 13,095 | 直接 | |
| 2023/3/13 | Common Stock | S賣出處分 | −44 | $202.35F8 | −$8,903.4 | 13,051 | 直接 | |
| 2023/3/14 | Common Stock | S賣出處分 | −74 | $200.00 | −$14,800 | 12,977 | 直接 | |
| 2023/3/14 | Common Stock | M行使選擇權取得 | +470 | $38.82 | +$18,245.4 | 13,447 | 直接 | |
| 2023/3/14 | Common Stock | S賣出處分 | −470 | $200.00 | −$94,000 | 12,977 | 直接 | |
| 2023/3/13 | Common Stock | S賣出處分 | −5,758 | $200.06F9 | −$1,151,945.48 | 7,219 | 直接 | |
| 2023/3/13 | Common Stock | S賣出處分 | −8,210 | $200.20F6 | −$1,643,642 | 25,575 | 間接 | |
| 2023/3/13 | Common Stock | S賣出處分 | −808 | $201.53F7 | −$162,836.24 | 24,767 | 間接 | |
| 2023/3/13 | Common Stock | S賣出處分 | −173 | $202.36F8 | −$35,008.28 | 24,594 | 間接 | |
| 2023/3/14 | Common Stock | S賣出處分 | −288 | $200.00 | −$57,600 | 24,306 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/3/13 | Common Stock | M行使選擇權處分 | −5,758 | $0.00 | $0 | 3,502 | 直接 | |
| 2023/3/14 | Common Stock | M行使選擇權處分 | −470 | $0.00 | $0 | 3,032 | 直接 | |
| 2023/3/13 | Common Stock | M行使選擇權處分 | −283 | $0.00 | $0 | 8,977 | 直接 | |
| 2023/3/13 | Common Stock | M行使選擇權處分 | −1,348 | $0.00 | $0 | 7,629 | 直接 | |
| 2023/3/13 | Common Stock | M行使選擇權處分 | −7,629 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
Reflects sales of common stock executed in multiple transactions at prices ranging from $202.12 to $202.47. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Reflects sales of common stock executed in multiple transactions at prices ranging from $201.05 to $202.04. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Reflects sales of common stock executed in multiple transactions at prices ranging from $200.00 to $200.94. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Reflects sales of common stock executed in multiple transactions at prices ranging from $200.00 to $200.94. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 2 筆交易的價格引用這則附註。
- F7
Reflects sales of common stock executed in multiple transactions at prices ranging from $201.05 to $202.04. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 2 筆交易的價格引用這則附註。
- F8
Reflects sales of common stock executed in multiple transactions at prices ranging from $202.12 to $202.47. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 2 筆交易的價格引用這則附註。
- F9
Reflects sales of common stock executed in multiple transactions at prices ranging from $200.00 to $200.31. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
表 I 有 1 筆交易的價格引用這則附註。