Griffith William J.G. 的 Form 4/A 修正申報
修正Gitlab Inc.（GTLB），2023/2/2 申報
- 申報編號
- 0000899243-23-003521
- 申報時間
- 2023/2/2 17:18 ET
- 交易日
- 2021/12/10-12/13
- 申報延遲
- 419 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2021/12/14
這份申報列了 10 筆非衍生性交易。公開市場買進合計 $3,303 萬。交易後 419 天申報。
這份修正申報取代了 0000899243-22-039544（2022/12/29 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Griffith William J.G.CIK 0001688124 | 持股 10% 以上大股東 |
| Makan DiveshCIK 0001688143 | 持股 10% 以上大股東 |
| ICONIQ Investment Holdings, LPCIK 0001889155 | 持股 10% 以上大股東 |
| ICONIQ Capital Group GP, LLCCIK 0001889156 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/12/10 | Class A Common Stock | P買進取得 | +53,676 | $75.07F1 | +$4,029,441.22 | 53,676 | 直接 | |
| 2021/12/10 | Class A Common Stock | P買進取得 | +53,329 | $75.01 | +$4,000,074.97 | 53,329 | 間接 | |
| 2021/12/10 | Class A Common Stock | P買進取得 | +10 | $74.88 | +$748.8 | 10 | 間接 | |
| 2021/12/10 | Class A Common Stock | P買進取得 | +2,900 | $71.55F6 | +$207,495.87 | 2,910 | 間接 | |
| 2021/12/10 | Class A Common Stock | P買進取得 | +8,030 | $72.61F7 | +$583,093.63 | 10,940 | 間接 | |
| 2021/12/10 | Class A Common Stock | P買進取得 | +30,041 | $73.72F8 | +$2,214,757.7 | 40,981 | 間接 | |
| 2021/12/10 | Class A Common Stock | P買進取得 | +245,030 | $74.89F9 | +$18,350,639.74 | 286,011 | 間接 | |
| 2021/12/13 | Class A Common Stock | P買進取得 | +1,014 | $72.98F10 | +$73,999.59 | 287,025 | 間接 | |
| 2021/12/13 | Class A Common Stock | P買進取得 | +9,143 | $74.06F11 | +$677,126.01 | 296,168 | 間接 | |
| 2021/12/13 | Class A Common Stock | P買進取得 | +38,659 | $74.82F12 | +$2,892,419.99 | 334,827 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $74.85 to $75.25. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F2
The shares are held directly by Divesh Makan ("Makan") through a family trust of which he is a trustee and another estate planning trust having an independent trustee. The Reporting Persons disclaim beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his or its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
- F3
The shares are held directly by William J.G. Griffith ("Griffith") through a family trust of which he is a trustee and another estate planning trust having an independent trustee. The Reporting Persons disclaim beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his or its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
- F4
This transaction is being reported by Makan and Griffith. ICONIQ Investment Holdings, LP ("ICONIQ Investment") and ICONIQ Capital Group GP, LLC ("ICONIQ Investment GP") have filed a Form 3 reporting the shares purchased in this transaction.
- F5
Shares held by ICONIQ Investment. ICONIQ Investment GP is the general partner of ICONIQ Investment. Makan is the sole member of ICONIQ Investment GP. Griffith may have limited partner or other interests in the shares held by ICONIQ Investment.
- F6
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $71.01 to $72.00. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $72.10 to $72.99. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $73.03 to $74.02. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $74.04 to $75.00. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $72.50 to $73.36. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $73.50 to $74.48. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $74.49 to $75.00. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F13
The shares are held by ICONIQ Strategic Partners III, L.P. ("ICONIQ III").
- F14
The shares are held by ICONIQ Strategic Partners III-B, L.P. ("ICONIQ III-B").
- F15
The shares are held by ICONIQ Strategic Partners V, L.P. ("ICONIQ V").
- F16
The shares are held by ICONIQ Strategic Partners V-B, L.P. ("ICONIQ V-B").
- F17
The shares are held by ICONIQ Strategic Partners VI, L.P. ("ICONIQ VI").
- F18
The shares are held by ICONIQ Strategic Partners VI-B, L.P. ("ICONIQ VI-B").
- F19
ICONIQ Strategic Partners III GP, L.P. ("ICONIQ III GP") is the sole general partner of each of ICONIQ III and ICONIQ III-B. ICONIQ Strategic Partners III TT GP, Ltd. ("ICONIQ III Parent GP") is the sole general partner of ICONIQ III GP. ICONIQ Strategic Partners V GP, L.P. ("ICONIQ V GP") is the sole general partner of each of ICONIQ V and ICONIQ V-B. ICONIQ Strategic Partners V TT GP, Ltd. ("ICONIQ V Parent GP") is the sole general partner of ICONIQ V GP. ICONIQ Strategic Partners VI GP, L.P. ("ICONIQ VI GP") is the sole general partner of each of ICONIQ VI and ICONIQ VI-B. ICONIQ Strategic Partners VI TT GP, Ltd. ("ICONIQ VI Parent GP") is the sole general partner of ICONIQ VI GP. Makan and Griffith are the sole equity holders of ICONIQ III Parent GP. Makan, Griffith and Matthew Jacobson ("Jacobson") are the sole equity holders of each of ICONIQ V Parent GP and ICONIQ VI Parent GP.
- F20
Each of ICONIQ III GP, ICONIQ III Parent GP, ICONIQ V GP, ICONIQ V Parent GP, ICONIQ VI GP, ICONIQ VI Parent GP, ICONIQ Investment GP, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
備註
This Amendment No. 2 on Form 4/A amends and restates the Form 4 originally filed on December 14, 2021 to include a row in Table I disclosing the purchase of 53,329 shares by one of the Reporting Persons (see further detail in footnote (3)) that was inadventently omitted from the original filing.