Dell Michael S 的 Form 4/A 修正申報
修正MSD Investment Corp.，2023/1/9 申報
- 申報編號
- 0000899243-23-001316
- 申報時間
- 2023/1/9 17:36 ET
- 交易日
- 2022/6/23
- 申報延遲
- 200 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2022/7/7
這份申報列了 2 筆非衍生性交易。公開市場買進合計 $4,875 萬。交易後 200 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Dell Michael SCIK 0000908724 | 持股 10% 以上大股東 |
| MSD Capital, L.P.CIK 0001105497 | 持股 10% 以上大股東 |
| MSD Portfolio L.P. - InvestmentsCIK 0001134557 | 持股 10% 以上大股東 |
| Noble Environmental Investments, LLCCIK 0001914199 | 持股 10% 以上大股東 |
| MSD Portfolio L.P. - MSD Personal IncomeCIK 0001961108 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/6/23 | Common Stock | P買進取得 | +1,725,220 | $23.91 | +$41,250,010.2 | 10,171,882 | 間接 | 重複申報 |
| 2022/6/23 | Common Stock | P買進取得 | +313,676 | $23.91 | +$7,499,993.16 | 1,849,433 | 間接 | 重複申報 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Represents a purchase of securities from the issuer in the form of a capital call. Under the terms of subscription agreements between the reporting persons and the issuer, the reporting persons are required to fund drawdowns to purchase shares of the issuer's common stock up to the amount of their respective capital commitments on an as-needed basis with a minimum ten business days' prior notice to the reporting persons.
- F2
Includes shares acquired pursuant to the reinvestment of dividends under the issuer's dividend reinvestment plan.
- F3
Noble Environmental Investments, LLC ("Noble Investments") is the record holder of these shares of the issuer's common stock. MSD Portfolio L.P. Investment ("MSD Portfolio") indirectly owns Noble Investments through wholly-owned subsidiaries of MSD Portfolio, and MSD Portfolio may be deemed to beneficially own securities owned by Noble Investments. MSD Capital, L.P. ("MSD Capital") is the general partner of MSD Portfolio and may be deemed to beneficially own securities owned by MSD Portfolio. MSD Capital Management LLC ("MSD Capital Management") is the general partner of MSD Capital and may be deemed to beneficially own securities owned by MSD Capital. [Cont.]
- F4
[Cont.] Each of Gregg Lemkau and Marc R. Lisker is a manager of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. Michael S. Dell is the owner of MSD Portfolio and the controlling member of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Portfolio and MSD Capital Management, respectively.
- F5
MSD Portfolio L.P. - MSD Personal Income ("MSD Personal Income") is the record holder of these shares of the issuer's common stock. MSD Capital is the general partner of MSD Personal Income and may be deemed to beneficially own securities owned by MSD Personal Income. MSD Capital Management and each of Messrs. Dell, Lemkau and Lisker may be deemed to beneficially own securities owned by MSD Personal Income.
- F6
Each of Noble Investments, MSD Portfolio, MSD Personal Income, MSD Capital and MSD Capital Management and each of Messrs. Lemkau, Lisker and Dell declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer.
備註
This amendment is filed solely to add MSD Personal Income as a reporting person and the direct owner of the shares listed in line 2 of Table I. The initial filing inadvertently identified MSD Portfolio as the direct owner of these shares.