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Bernhard James M Jr 的 Form 4 申報

Charah Solutions, Inc.CHRA,2022/11/17 申報

申報編號
0000899243-22-036254
申報時間
2022/11/17 19:54 ET
交易日
2022/11/17
申報延遲
當天
10b5-1 計畫
表單沒有這欄(2023 年以前)

這份申報列了 3 筆非衍生性交易。公開市場買進合計 $22.3 萬。交易當天就申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Bernhard James M JrCIK 0000940082持股 10% 以上大股東
BCP Energy Services Fund, LPCIK 0001620882持股 10% 以上大股東
BCP Energy Services Fund-A, LPCIK 0001620883持股 10% 以上大股東
Charah Holdings LPCIK 0001743465持股 10% 以上大股東
Charah Holdings GP LLCCIK 0001743505持股 10% 以上大股東
BCP Energy Services Fund UGP, LLCCIK 0001743507持股 10% 以上大股東
BCP Energy Services Fund GP, LPCIK 0001743508持股 10% 以上大股東
Jenkins Jeffrey ScottCIK 0001743809持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2022/11/17Common StockP買進取得+68,153$0.62F6+$42,254.862,894,986間接
2022/11/17Common StockP買進取得+169,509$0.62F6+$105,095.587,200,528間接
2022/11/17Common StockP買進取得+122,338$0.62F6+$75,849.565,196,781間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F6

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.57 to $0.69, inclusive. Each reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

表 I 有 3 筆交易的價格引用這則附註。

備註

Charah Holdings, BCP Energy Services Fund and BCP Energy Services Fund-A are parties to a Stockholders' Agreement (the "Stockholders' Agreement"), pursuant to which Charah Holdings, BCP Energy Services Fund and BCP Energy Services Fund-A have the right to nominate designees to the Board of Directors of the Issuer, subject to ownership thresholds set forth in the Stockholders' Agreement. As a result, each Reporting Person herein may be deemed a director by deputization for the purposes of Section 16 of the Exchange Act. In addition, the Reporting Persons may be deemed to be members of a group holding over 10% of the outstanding common stock of the Issuer for the purposes of Section 13(d)(3) of the Exchange Act.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)