Yucca (Jersey) SLP 的 Form 4 申報
Confluent, Inc.（CFLT），2022/8/9 申報
- 申報編號
- 0000899243-22-028157
- 申報時間
- 2022/8/9 19:02 ET
- 交易日
- 2022/8/5-8/8
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 10 筆非衍生性交易、4 筆衍生性交易。公開市場賣出合計 $2,140 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Yucca (Jersey) SLPCIK 0001591294 | 持股 10% 以上大股東 |
| Index Ventures VII (Jersey), L.P.CIK 0001604856 | 持股 10% 以上大股東 |
| Index Ventures VII Parallel Entrepreneur Fund (Jersey), L.P.CIK 0001612238 | 持股 10% 以上大股東 |
| Index Ventures Growth IV (Jersey), L.P.CIK 0001746441 | 持股 10% 以上大股東 |
| Index Venture Growth Associates IV LtdCIK 0001865141 | 持股 10% 以上大股東 |
| Index Venture Associates VII LtdCIK 0001866169 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/8/5 | Class A Common Stock | C轉換取得 | +2,258,703 | $0.00F1 | $0 | 2,258,703 | 直接 | |
| 2022/8/5 | Class A Common Stock | C轉換取得 | +55,969 | $0.00F3 | $0 | 55,969 | 間接 | |
| 2022/8/5 | Class A Common Stock | C轉換取得 | +621,175 | $0.00F5 | $0 | 621,175 | 間接 | |
| 2022/8/5 | Class A Common Stock | S賣出處分 | −316,468 | $33.77F7 | −$10,687,915.53 | 304,707 | 間接 | |
| 2022/8/5 | Class A Common Stock | C轉換取得 | +45,991 | $0.00F8 | $0 | 45,991 | 間接 | |
| 2022/8/8 | Class A Common Stock | J其他處分 | −2,258,703 | $0.00F1 | $0 | 0 | 直接 | |
| 2022/8/8 | Class A Common Stock | J其他處分 | −55,969 | $0.00F3 | $0 | 0 | 間接 | |
| 2022/8/8 | Class A Common Stock | S賣出處分 | −304,707 | $33.40F10 | −$10,176,573.92 | 0 | 間接 | |
| 2022/8/8 | Class A Common Stock | J其他處分 | −29,898 | $0.00F8 | $0 | 16,093 | 間接 | |
| 2022/8/8 | Class A Common Stock | S賣出處分 | −16,093 | $33.40F10 | −$537,472.4 | 0 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/8/5 | Class A Common Stock | C轉換處分 | −2,258,703 | $0.00 | $0 | 18,069,628 | 直接 | |
| 2022/8/5 | Class A Common Stock | C轉換處分 | −55,969 | $0.00 | $0 | 447,749 | 間接 | |
| 2022/8/5 | Class A Common Stock | C轉換處分 | −621,175 | $0.00 | $0 | 4,969,403 | 間接 | |
| 2022/8/5 | Class A Common Stock | C轉換處分 | −45,991 | $0.00 | $0 | 367,927 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
On August 5, 2022, Index Ventures VII (Jersey) L.P. ("Index VII") converted in the aggregate 2,258,703 shares of the Issuer's Class B Common Stock into 2,258,703 shares of the Issuer's Class A Common Stock. Subsequently, on August 8, 2022, Index VII distributed in-kind, without consideration, 2,258,703 shares of Class A Common Stock pro-rata to its limited partners in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").
表 I 有 2 筆交易的價格引用這則附註。
- F3
On August 5, 2022, Index Ventures VII Parallel Entrepreneur Fund (Jersey) L.P. ("Index VII Parallel") converted in the aggregate 55,969 shares of the Issuer's Class B Common Stock into 55,969 shares of the Issuer's Class A Common Stock. Subsequently, on August 8, 2022, Index VII Parallel distributed in-kind, without consideration, 55,969 shares of Class A Common Stock pro-rata to its limited partners in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Exchange Act.
表 I 有 2 筆交易的價格引用這則附註。
- F5
On August 5, 2022, Index Ventures Growth IV (Jersey) L.P. ("Index Growth IV") converted in the aggregate 621,175 shares of the Issuer's Class B Common Stock into 621,175 shares of the Issuer's Class A Common Stock.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.57 - $34.23. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F8
On August 5, 2022, Yucca (Jersey) SLP ("Yucca") converted in the aggregate 45,991 shares of the Issuer's Class B Common Stock into 45,991 shares of the Issuer's Class A Common Stock. Subsequently, on August 8, 2022, Yucca distributed in-kind, without consideration, 29,898 shares of Class A Common Stock pro-rata to its partners in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Exchange Act.
表 I 有 2 筆交易的價格引用這則附註。
- F10
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.30 - $33.67. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 2 筆交易的價格引用這則附註。