Chaouki Steven M 的 Form 4 申報
MAIA Biotechnology, Inc.(MAIA),2022/8/2 申報
- 申報編號
- 0000899243-22-027456
- 申報時間
- 2022/8/2
- 交易日
- 2022/8/1
- 申報延遲
- 1 天
- 10b5-1 計畫
- 表單沒有這欄(2023 年以前)
這份申報列了 2 筆非衍生性交易。公開市場買進合計 $2.50 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Chaouki Steven MCIK 0001776865 | 董事 |
非衍生性證券(表 I)
普通股等股票的取得與處分,每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/8/1 | Common Stock | P買進取得 | +5,000 | $5.00 | +$25,000 | 46,250 | 直接 | |
| 2022/8/1 | Common Stock | J其他取得 | +8,000 | –F2 | – | 54,250 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。
- F2
In connection with a crossover round with certain investors consisting of sales of common stock, $0.0001 par value per share ("Common Stock") of the Issuer at a price of $9.00 per share, in the event that the price per share of Common Stock sold in the IPO was less than $9.00 per share, the Issuer, on the closing date of the IPO (August 1, 2022), issued to such investors, so long as they continued to hold such shares of Common Stock purchased in the crossover round, that number of additional shares of Common Stock such that the price per share they paid in the crossover round was equal to the per share price in the Issuer's IPO. As the reporting person purchased 10,000 shares at $9.00 per share in the crossover round that the reporting person continued to hold, and the per share price in the IPO was $5.00 per share, accordingly, at the close of the IPO, the Issuer issued to the reporting person an additional 8,000 shares of Common Stock for no additional consideration.
表 I 有 1 筆交易的價格引用這則附註。