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Bliss Timothy K 的 Form 4 申報

Appfolio Inc(APPF),2022/6/14 申報

申報編號
0000899243-22-022442
申報時間
2022/6/14
交易日
2022/5/20-6/14
申報延遲
25 天遲報
10b5-1 計畫
表單沒有這欄(2023 年以前)

這份申報列了 3 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $64.2 萬。交易後 25 天才申報,超過 2 個營業日的期限。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Bliss Timothy KCIK 0000938332董事

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2022/5/20Class A Common StockG贈與處分−10,000$0.00F1,F2,F3$00直接
2022/6/10Class A Common StockC轉換取得+25,000$0.00F2,F3,F4$025,000直接
2022/6/14Class A Common StockS賣出處分−7,320$87.70F5−$641,96417,680直接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2022/6/10Class A Common StockC轉換處分−25,000$0.00$0842,549直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

These 10,000 shares of the Issuer's Class A Common Stock ("Class A Shares") were donated by the Reporting Person to a charitable organization.

表 I 有 1 筆交易的價格引用這則附註。

F2

Each share of the Issuer's Class B Common Stock ("Class B Shares") is convertible, at any time at the option of the holder, into one Class A Share. In addition, Class B Shares that are sold or otherwise transferred will convert automatically, on a one share-for-one share basis, into Class A Shares, except for (i) any transfer by a partnership or limited liability company that was a registered holder of Class B Shares prior to June 30, 2015 that is made to anyone who was a partner or member of any such partnership or limited liability company prior to June 30, 2015, and (ii) any transfer to a "qualified recipient" (as defined in the Issuer's Amended and Restated Certificate of Incorporation).

表 I 有 2 筆交易的價格引用這則附註。

F3

(Continued from Footnote 2) The Issuer's Class B Shares do not have an expiration date. However, all of the outstanding Class B Shares will convert automatically into Class A Shares, on a one share-for-one share basis, on the date when the number of the Issuer's outstanding Class B Shares represents less than 10% of the sum of its outstanding Class A Shares and Class B Shares.

表 I 有 2 筆交易的價格引用這則附註。

F4

These 25,000 Class A Shares were acquired by the Reporting Person upon the conversion of 25,000 Class B Shares that had been owned by the Reporting Person.

表 I 有 1 筆交易的價格引用這則附註。

F5

This price reflects the weighted average price at which these shares were sold. The shares were sold in multiple transactions at prices ranging from $86.11 to $90.22, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)