Volpi Michelangelo 的 Form 4 申報
Confluent, Inc.（CFLT），2022/5/20 申報
- 申報編號
- 0000899243-22-019019
- 申報時間
- 2022/5/20
- 交易日
- 2022/5/18
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 17 筆非衍生性交易、4 筆衍生性交易。公開市場賣出合計 $38.5 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Volpi MichelangeloCIK 0001626464 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/5/18 | Class A Common Stock | C轉換取得 | +2,253,905 | $0.00F1 | $0 | 2,258,702 | 間接 | |
| 2022/5/18 | Class A Common Stock | J其他處分 | −2,253,905 | $0.00F1 | $0 | 4,797 | 間接 | |
| 2022/5/18 | Class A Common Stock | S賣出處分 | −2,719 | $17.83F4 | −$48,479.77 | 2,078 | 間接 | |
| 2022/5/18 | Class A Common Stock | S賣出處分 | −1,878 | $18.81F5 | −$35,325.18 | 200 | 間接 | |
| 2022/5/18 | Class A Common Stock | S賣出處分 | −200 | $19.32F6 | −$3,864 | 0 | 間接 | |
| 2022/5/18 | Class A Common Stock | C轉換取得 | +55,850 | $0.00F7 | $0 | 55,969 | 間接 | |
| 2022/5/18 | Class A Common Stock | J其他處分 | −55,850 | $0.00F7 | $0 | 119 | 間接 | |
| 2022/5/18 | Class A Common Stock | S賣出處分 | −67 | $17.83F4 | −$1,194.61 | 52 | 間接 | |
| 2022/5/18 | Class A Common Stock | S賣出處分 | −47 | $18.81F5 | −$884.07 | 5 | 間接 | |
| 2022/5/18 | Class A Common Stock | S賣出處分 | −5 | $19.32F6 | −$96.6 | 0 | 間接 | |
| 2022/5/18 | Class A Common Stock | C轉換取得 | +621,175 | $0.00F10 | $0 | 621,175 | 間接 | |
| 2022/5/18 | Class A Common Stock | J其他處分 | −621,175 | $0.00F10 | $0 | 0 | 間接 | |
| 2022/5/18 | Class A Common Stock | C轉換取得 | +45,916 | $0.00F12 | $0 | 45,991 | 間接 | |
| 2022/5/18 | Class A Common Stock | J其他處分 | −29,849 | $0.00F12 | $0 | 16,142 | 間接 | |
| 2022/5/18 | Class A Common Stock | S賣出處分 | −9,150 | $17.83F4 | −$163,144.5 | 6,992 | 間接 | |
| 2022/5/18 | Class A Common Stock | S賣出處分 | −6,320 | $18.81F5 | −$118,879.2 | 672 | 間接 | |
| 2022/5/18 | Class A Common Stock | S賣出處分 | −672 | $19.32F6 | −$12,983.04 | 0 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/5/18 | Class A Common Stock | C轉換處分 | −2,253,905 | $0.00 | $0 | 20,328,331 | 間接 | |
| 2022/5/18 | Class A Common Stock | C轉換處分 | −55,850 | $0.00 | $0 | 503,718 | 間接 | |
| 2022/5/18 | Class A Common Stock | C轉換處分 | −621,175 | $0.00 | $0 | 5,590,578 | 間接 | |
| 2022/5/18 | Class A Common Stock | C轉換處分 | −45,916 | $0.00 | $0 | 413,918 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
On May 18, 2022, Index Ventures VII (Jersey) L.P. ("Index VII") converted in the aggregate 2,253,905 shares of the Issuer's Class B Common Stock into 2,253,905 shares of the Issuer's Class A Common Stock. Subsequently on the same date, Index VII distributed in-kind, without consideration, 2,253,905 shares of Class A Common Stock pro-rata to its limited partners in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").
表 I 有 2 筆交易的價格引用這則附註。
- F4
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.24 - $18.23. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 3 筆交易的價格引用這則附註。
- F5
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.24 - $19.23. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 3 筆交易的價格引用這則附註。
- F6
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.24 - $19.44. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 3 筆交易的價格引用這則附註。
- F7
On May 18, 2022, Index VII Parallel converted in the aggregate 55,850 shares of the Issuer's Class B Common Stock into 55,850 shares of the Issuer's Class A Common Stock. Subsequently on the same date, Index VII Parallel distributed in-kind, without consideration, 55,850 shares of Class A Common Stock pro-rata to its limited partners in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Exchange Act.
表 I 有 2 筆交易的價格引用這則附註。
- F10
On May 18, 2022, Index Growth IV converted in the aggregate 621,175 shares of the Issuer's Class B Common Stock into 621,175 shares of the Issuer's Class A Common Stock. Subsequently on the same date, Index Growth IV distributed in-kind, without consideration, 621,175 shares of Class A Common Stock pro-rata to its limited partners in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Exchange Act.
表 I 有 2 筆交易的價格引用這則附註。
- F12
On May 18, 2022, Yucca (Jersey) SLP ("Yucca") converted in the aggregate 45,916 shares of the Issuer's Class B Common Stock into 45,916 shares of the Issuer's Class A Common Stock. Subsequently on the same date, Yucca distributed in-kind, without consideration, 29,849 shares of Class A Common Stock pro-rata to its partners in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Exchange Act.
表 I 有 2 筆交易的價格引用這則附註。