Reese Jason W. 的 Form 4/A 修正申報
修正Great Elm Group, Inc.（GEG），2022/5/16 申報
- 申報編號
- 0000899243-22-018240
- 申報時間
- 2022/5/16 19:49 ET
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2022/5/10
這份申報沒有列出任何交易。沿用原件裡沒有重述的 2 筆交易。公開市場買進合計 $16.1 萬。
這份修正申報重述了 0000899243-22-017521（2022/5/10 申報）的一部分，沒有重述的交易仍然有效，列在下面。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Reese Jason W.CIK 0001479613 | 董事、持股 10% 以上大股東 |
| Long Ball Partners LLCCIK 0001308057 | 持股 10% 以上大股東 |
| Imperial Capital Asset Management, LLCCIK 0001805378 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
這份申報沒有這一類的交易。
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。
來自 0000899243-22-017521（2022/5/10 申報）。
非衍生性證券（表 I）
原件的附註
這幾筆交易的價格在原件上引用的附註。
- F1
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.58 to $1.78, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.73 to $1.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
On May 10, 2022, the reporting persons filed a Form 4, which inadvertently reported in Column 5 indirect beneficial ownership following the transaction occurring on May 10, 2022 of 4,125,839 shares, consisting of 2,755,855 shares held directly by Long Ball Partners, LLC ("Long Ball") and 1,369,984 shares held directly by Imperial Capital Asset Management, LLC ("ICAM"). In fact, as reported in this amendment, the reporting persons indirectly beneficially owned 4,125,482 shares, consisting of 2,755,498 shares held directly by Long Ball and 1,369,984 shares held directly by ICAM.
- F2
Each of Mr. Reese, ICAM and Long Ball disclaims beneficial ownership of the securities reported herein, except to the extent of that person's pecuniary interest.
備註
Mr. Reese is a director and Executive Chairman of the Issuer.