Buffett Warren E 的 Form 4 申報
Occidental Petroleum CorpOXY，2022/3/11 申報
- 申報編號
- 0000899243-22-010798
- 申報時間
- 2022/3/11 21:04 ET
- 交易日
- 2022/3/9-3/11
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 11 筆非衍生性交易。公開市場買進合計 $15.3 億。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Buffett Warren ECIK 0000315090 | 持股 10% 以上大股東 |
| Berkshire Hathaway IncCIK 0001067983 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/3/9 | Common Stock | P買進取得 | +336,175 | $51.44F1 | +$17,291,967.95 | 91,499,170 | 間接 | |
| 2022/3/9 | Common Stock | P買進取得 | +991,165 | $52.83F5 | +$52,365,724.86 | 92,490,335 | 間接 | |
| 2022/3/9 | Common Stock | P買進取得 | +436,419 | $54.78F6 | +$23,908,342.08 | 92,926,754 | 間接 | |
| 2022/3/9 | Common Stock | P買進取得 | +4,968,927 | $55.75F7 | +$276,999,295.22 | 97,895,681 | 間接 | |
| 2022/3/9 | Common Stock | P買進取得 | +7,304,139 | $56.46F8 | +$412,376,349.25 | 105,199,820 | 間接 | |
| 2022/3/9 | Common Stock | P買進取得 | +9,753,917 | $57.38F9 | +$559,638,791.01 | 114,953,737 | 間接 | |
| 2022/3/9 | Common Stock | P買進取得 | +345,332 | $58.27F10 | +$20,122,944.57 | 115,299,069 | 間接 | |
| 2022/3/10 | Common Stock | P買進取得 | +542,256 | $57.54F11 | +$31,198,861.64 | 115,841,325 | 間接 | |
| 2022/3/10 | Common Stock | P買進取得 | +123,042 | $58.45F12 | +$7,191,263.52 | 115,964,367 | 間接 | |
| 2022/3/11 | Common Stock | P買進取得 | +1,126,783 | $57.51F13 | +$64,803,769.25 | 117,091,150 | 間接 | |
| 2022/3/11 | Common Stock | P買進取得 | +1,179,234 | $57.89F14 | +$68,270,926.97 | 118,270,384 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $51.0300 to $52.0000. The Reporting Persons undertake to provide Occidental Petroleum Corporation ("Occidental"), any security holder of Occidental, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 1 to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $52.0400 to $53.0000. The Reporting Persons undertake to provide Occidental, any security holder of Occidental, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 4 to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $54.1250 to $55.0250. The Reporting Persons undertake to provide Occidental, any security holder of Occidental, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 5 to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $55.0300 to $56.0250. The Reporting Persons undertake to provide Occidental, any security holder of Occidental, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 6 to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $56.0300 to $57.0275. The Reporting Persons undertake to provide Occidental, any security holder of Occidental, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 7 to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $57.0300 to $58.0200. The Reporting Persons undertake to provide Occidental, any security holder of Occidental, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 8 to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $58.0300 to $58.5800. The Reporting Persons undertake to provide Occidental, any security holder of Occidental, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 9 to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $57.3100 to $58.3000. The Reporting Persons undertake to provide Occidental, any security holder of Occidental, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 10 to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $58.3100 to $58.5000. The Reporting Persons undertake to provide Occidental, any security holder of Occidental, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 11 to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F13
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $56.7400 to $57.7350. The Reporting Persons undertake to provide Occidental, any security holder of Occidental, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 11 to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F14
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $57.7400 to $57.9950. The Reporting Persons undertake to provide Occidental, any security holder of Occidental, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 11 to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。