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Bernhard James M Jr 的 Form 4 申報

Charah Solutions, Inc.CHRA,2022/1/4 申報

申報編號
0000899243-22-000531
申報時間
2022/1/4 17:00 ET
交易日
2021/12/30
申報延遲
5 天
10b5-1 計畫
表單沒有這欄(2023 年以前)

這份申報列了 3 筆非衍生性交易。公開市場賣出合計 $86.4 萬。交易後 5 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Bernhard James M JrCIK 0000940082持股 10% 以上大股東
BCP Energy Services Fund, LPCIK 0001620882持股 10% 以上大股東
BCP Energy Services Fund-A, LPCIK 0001620883持股 10% 以上大股東
Charah Holdings LPCIK 0001743465持股 10% 以上大股東
Charah Holdings GP LLCCIK 0001743505持股 10% 以上大股東
BCP Energy Services Fund UGP, LLCCIK 0001743507持股 10% 以上大股東
BCP Energy Services Fund GP, LPCIK 0001743508持股 10% 以上大股東
Jenkins Jeffrey ScottCIK 0001743809持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2021/12/30Common StockS賣出處分−34,077$4.80F6−$163,569.62,826,883間接
2021/12/30Common StockS賣出處分−84,754$4.80F6−$406,819.27,031,019間接
2021/12/30Common StockS賣出處分−61,169$4.80F6−$293,611.25,074,443間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F6

Represents shares of common stock, par value $0.01, sold by such Reporting Person in open market transactions pursuant to a Rule 10b5-1 plan under the Securities Act of 1934, as amended, and as a selling stockholder pursuant to a registration statement on Form S-3 (Registration No. 333-256047), filed with the Securities and Exchange Commission by the Issuer on May 12, 2021.

表 I 有 3 筆交易的價格引用這則附註。

備註

Charah Holdings, BCP Energy Services Fund and BCP Energy Services Fund-A are parties to a Stockholders' Agreement (the "Stockholders' Agreement"), pursuant to which Charah Holdings, BCP Energy Services Fund and BCP Energy Services Fund-A have the right to nominate designees to the Board of Directors of the Issuer, subject to ownership thresholds set forth in the Stockholders' Agreement. As a result, each Reporting Person herein may be deemed a director by deputization for the purposes of Section 16 of the Exchange Act. In addition, the Reporting Persons may be deemed to be members of a group holding over 10% of the outstanding common stock of the Issuer for the purposes of Section 13(d)(3) of the Exchange Act.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)