Hoge Stephen 的 Form 4 申報
Moderna, Inc.（MRNA），2021/11/26 申報
- 申報編號
- 0000899243-21-046142
- 申報時間
- 2021/11/26
- 交易日
- 2021/1/24-11/24
- 申報延遲
- 306 天遲報
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 13 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $549.8 萬。交易後 306 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Hoge StephenCIK 0001760669 | 高階主管（總裁） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/23 | Common Stock | M行使選擇權取得 | +5,000 | $10.90 | +$54,500 | 1,614,597 | 直接 | |
| 2021/11/23 | Common Stock | M行使選擇權取得 | +10,000 | $0.99 | +$9,900 | 1,624,597 | 直接 | |
| 2021/11/23 | Common Stock | S賣出處分 | −196 | $270.19F2 | −$52,957.24 | 1,624,401 | 直接 | |
| 2021/11/23 | Common Stock | S賣出處分 | −1,600 | $271.84F3 | −$434,944 | 1,622,801 | 直接 | |
| 2021/11/23 | Common Stock | S賣出處分 | −1,368 | $273.10F4 | −$373,600.8 | 1,621,433 | 直接 | |
| 2021/11/23 | Common Stock | S賣出處分 | −1,863 | $274.19F5 | −$510,815.97 | 1,619,570 | 直接 | |
| 2021/11/23 | Common Stock | S賣出處分 | −1,977 | $275.22F6 | −$544,109.94 | 1,617,593 | 直接 | |
| 2021/11/23 | Common Stock | S賣出處分 | −2,096 | $276.32F7 | −$579,166.72 | 1,615,497 | 直接 | |
| 2021/11/23 | Common Stock | S賣出處分 | −5,300 | $277.25F8 | −$1,469,425 | 1,610,197 | 直接 | |
| 2021/11/23 | Common Stock | S賣出處分 | −200 | $278.48F9 | −$55,696 | 1,609,997 | 直接 | |
| 2021/11/23 | Common Stock | S賣出處分 | −400 | $280.14F10 | −$112,056 | 1,609,597 | 直接 | |
| 2021/1/24 | Common Stock | M行使選擇權取得 | +5,000 | $10.90 | +$54,500 | 1,614,597 | 直接 | |
| 2021/1/24 | Common Stock | S賣出處分 | −5,000 | $273.01 | −$1,365,050 | 1,609,597 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/23 | Common Stock | M行使選擇權處分 | −5,000 | $0.00 | $0 | 191,972 | 直接 | |
| 2021/11/23 | Common Stock | M行使選擇權處分 | −10,000 | $0.00 | $0 | 237,431 | 直接 | |
| 2021/11/24 | Common Stock | M行使選擇權處分 | −5,000 | $0.00 | $0 | 186,972 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $269.86 to $270.50. Full information regarding the number of shares sold at each separate ice can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $271.52 to $272.50. Full information regarding the number of shares sold at each separate ice can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $272.62 to $273.56. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $273.72 to $274.70. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $274.80 to $275.80. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $275.85 to $276.77. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $277.08 to $277.97. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $278.15 to $278.80. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $279.80 to $280.74. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。