Musk Elon 的 Form 4 申報
Tesla, Inc.（TSLA），2021/11/23 申報
- 申報編號
- 0000899243-21-045944
- 申報時間
- 2021/11/23
- 交易日
- 2021/11/23
- 申報延遲
- 當天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 30 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $2.41 億。交易當天就申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Musk ElonCIK 0001494730 | 董事、高階主管（執行長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/23 | Common Stock | M行使選擇權取得 | +2,152,681 | $6.24 | +$13,432,729.44 | 2,152,681 | 直接 | |
| 2021/11/23 | Common Stock | S賣出處分 | −700 | $1,063.96F3 | −$744,772 | 2,151,981 | 直接 | |
| 2021/11/23 | Common Stock | S賣出處分 | −700 | $1,065.73F4 | −$746,011 | 2,151,281 | 直接 | |
| 2021/11/23 | Common Stock | S賣出處分 | −2,600 | $1,067.24F5 | −$2,774,824 | 2,148,681 | 直接 | |
| 2021/11/23 | Common Stock | S賣出處分 | −5,200 | $1,068.24F6 | −$5,554,848 | 2,143,481 | 直接 | |
| 2021/11/23 | Common Stock | S賣出處分 | −5,500 | $1,069.47F7 | −$5,882,085 | 2,137,981 | 直接 | |
| 2021/11/23 | Common Stock | S賣出處分 | −7,500 | $1,070.48F8 | −$8,028,600 | 2,130,481 | 直接 | |
| 2021/11/23 | Common Stock | S賣出處分 | −11,281 | $1,071.56F9 | −$12,088,268.36 | 2,119,200 | 直接 | |
| 2021/11/23 | Common Stock | S賣出處分 | −10,233 | $1,072.55F10 | −$10,975,404.15 | 2,108,967 | 直接 | |
| 2021/11/23 | Common Stock | S賣出處分 | −11,082 | $1,073.48F11 | −$11,896,305.36 | 2,097,885 | 直接 | |
| 2021/11/23 | Common Stock | S賣出處分 | −8,400 | $1,074.54F12 | −$9,026,136 | 2,089,485 | 直接 | |
| 2021/11/23 | Common Stock | S賣出處分 | −8,600 | $1,075.66F13 | −$9,250,676 | 2,080,885 | 直接 | |
| 2021/11/23 | Common Stock | S賣出處分 | −3,100 | $1,076.80F14 | −$3,338,080 | 2,077,785 | 直接 | |
| 2021/11/23 | Common Stock | S賣出處分 | −5,700 | $1,077.84F15 | −$6,143,688 | 2,072,085 | 直接 | |
| 2021/11/23 | Common Stock | S賣出處分 | −7,140 | $1,078.75F16 | −$7,702,275 | 2,064,945 | 直接 | |
| 2021/11/23 | Common Stock | S賣出處分 | −5,542 | $1,079.69F17 | −$5,983,641.98 | 2,059,403 | 直接 | |
| 2021/11/23 | Common Stock | S賣出處分 | −6,540 | $1,080.84F18 | −$7,068,693.6 | 2,052,863 | 直接 | |
| 2021/11/23 | Common Stock | S賣出處分 | −10,234 | $1,081.65F19 | −$11,069,606.1 | 2,042,629 | 直接 | |
| 2021/11/23 | Common Stock | S賣出處分 | −7,629 | $1,082.71F20 | −$8,259,994.59 | 2,035,000 | 直接 | |
| 2021/11/23 | Common Stock | S賣出處分 | −11,457 | $1,083.84F21 | −$12,417,554.88 | 2,023,543 | 直接 | |
| 2021/11/23 | Common Stock | S賣出處分 | −12,757 | $1,084.90F22 | −$13,840,069.3 | 2,010,786 | 直接 | |
| 2021/11/23 | Common Stock | S賣出處分 | −11,347 | $1,085.84F23 | −$12,321,026.48 | 1,999,439 | 直接 | |
| 2021/11/23 | Common Stock | S賣出處分 | −6,773 | $1,086.86F24 | −$7,361,302.78 | 1,992,666 | 直接 | |
| 2021/11/23 | Common Stock | S賣出處分 | −8,930 | $1,087.89F25 | −$9,714,857.7 | 1,983,736 | 直接 | |
| 2021/11/23 | Common Stock | S賣出處分 | −11,300 | $1,088.96F26 | −$12,305,248 | 1,972,436 | 直接 | |
| 2021/11/23 | Common Stock | S賣出處分 | −5,709 | $1,090.06F27 | −$6,223,152.54 | 1,966,727 | 直接 | |
| 2021/11/23 | Common Stock | S賣出處分 | −4,900 | $1,091.03F28 | −$5,346,047 | 1,961,827 | 直接 | |
| 2021/11/23 | Common Stock | S賣出處分 | −13,627 | $1,092.15F29 | −$14,882,728.05 | 1,948,200 | 直接 | |
| 2021/11/23 | Common Stock | S賣出處分 | −11,500 | $1,092.98F30 | −$12,569,270 | 1,936,700 | 直接 | |
| 2021/11/23 | Common Stock | S賣出處分 | −6,730 | $1,094.24F31 | −$7,364,235.2 | 1,929,970 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/23 | Common Stock | M行使選擇權處分 | −2,152,681 | $0.00 | $0 | 16,970,819 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,063.640 to $1,064.520, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote..
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,065.160 to $1,066.150, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,066.710 to $1,067.670, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,067.910 to $1,068.650, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,068.950 to $1,069.880, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,070.030 to $1,070.870, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,071.050 to $1,072.000, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,072.100 to $1,073.010, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,073.140 to $1,074.120 , inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,074.150 to $1,075.140 , inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F13
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,075.150 to $1,076.120 , inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F14
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,076.150 to $1,077.140 , inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F15
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,077.150 to $1,078.110 , inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F16
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,078.150 to $1,079.140 , inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F17
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,079.150 to $1,080.060 , inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F18
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,080.220 to $1,081.150 , inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F19
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,081.220 to $1,082.160 , inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F20
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,082.290 to $1,083.240, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F21
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,083.300 to $1,084.230 , inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F22
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,084.360 to $1,085.340, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F23
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,085.390 to $1,086.360, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F24
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,086.450 to $1,087.440, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F25
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,087.510 to $1,088.410, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F26
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,088.600 to $1,089.560, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F27
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,089.640 to $1,090.500, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F28
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,090.650 to $1,091.420, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F29
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,091.690 to $1,092.650, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F30
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,092.690 to $1,093.640, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote..
表 I 有 1 筆交易的價格引用這則附註。
- F31
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,093.730 to $1,094.670, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
備註
This Form 4 is the first of four Form 4s being filed by the Reporting Person relating to the same event. The Form 4 has been split into four filings to cover all 105 individual transactions that occurred on the same Transaction Date, because the SEC's EDGAR filing system limits a single Form 4 to a maximum of 30 separate transactions. Each Form 4 will be filed by the Reporting Person.