Davis Aaron I. 的 Form 4 申報
Odonate Therapeutics, Inc.（ODT），2021/11/19 申報
- 申報編號
- 0000899243-21-045438
- 申報時間
- 2021/11/19
- 交易日
- 2021/11/17-11/19
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 5 筆非衍生性交易。公開市場賣出合計 $250.2 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Davis Aaron I.CIK 0001465914 | 董事、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/17 | Common Stock | S賣出處分 | −170,000 | $2.23F3 | −$379,100 | 475,756 | 直接 | |
| 2021/11/17 | Common Stock | S賣出處分 | −600,000 | $2.17F4 | −$1,302,000 | 5,007,086 | 間接 | |
| 2021/11/18 | Common Stock | S賣出處分 | −250,000 | $1.95 | −$487,500 | 4,757,086 | 間接 | |
| 2021/11/19 | Common Stock | S賣出處分 | −30,000 | $1.92F5 | −$57,600 | 445,756 | 直接 | |
| 2021/11/19 | Common Stock | S賣出處分 | −150,000 | $1.84 | −$276,000 | 4,607,086 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
Reflects the weighted average sale price. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. The range of prices for such transaction is $1.97 to $2.95.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Reflects the weighted average sale price. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. The range of prices for such transaction is $2.0026 to $2.4018.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Reflects the weighted average sale price. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. The range of prices for such transaction is $1.84 to $1.96.
表 I 有 1 筆交易的價格引用這則附註。