Goldman Sachs & Co. LLC 的 Form 4/A 修正申報
修正Moneygram International Inc（MGI），2021/10/14 申報
- 申報編號
- 0000899243-21-040306
- 申報時間
- 2021/10/14 19:33 ET
- 交易日
- 2019/6/18-6/26
- 申報延遲
- 849 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2020/8/7
這份申報列了 30 筆非衍生性交易。公開市場買進合計 $69.5 萬。公開市場賣出合計 $69.5 萬。交易後 849 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Goldman Sachs & Co. LLCCIK 0000769993 | 持股 10% 以上大股東 |
| Goldman Sachs Group IncCIK 0000886982 | 持股 10% 以上大股東 |
| Goldman, Sachs Management GP GmbHCIK 0001232073 | 持股 10% 以上大股東 |
| GS Capital Partners VI GmbH & Co KGCIK 0001386557 | 持股 10% 以上大股東 |
| GS Capital Partners VI Parallel LPCIK 0001386577 | 持股 10% 以上大股東 |
| GSCP VI Offshore Advisors, L.L.C.CIK 0001394278 | 持股 10% 以上大股東 |
| GS Capital Partners VI Offshore Fund, L.P.CIK 0001394285 | 持股 10% 以上大股東 |
| GSCP VI Advisors, L.L.C.CIK 0001394286 | 持股 10% 以上大股東 |
| GS Capital Partners VI Fund, L.P.CIK 0001394287 | 持股 10% 以上大股東 |
| GS Advisors VI, L.L.C.CIK 0001394288 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2019/6/18 | Common Stock, par value $0.01 per share | P買進取得 | +18,144 | $2.95 | +$53,524.8 | 56,346 | 間接 | |
| 2019/6/18 | Common Stock, par value $0.01 per share | S賣出處分 | −18,144 | $2.95 | −$53,524.8 | 38,202 | 間接 | |
| 2019/6/18 | Common Stock, par value $0.01 per share | P買進取得 | +18,144 | $3.20 | +$58,060.8 | 56,346 | 間接 | |
| 2019/6/18 | Common Stock, par value $0.01 per share | S賣出處分 | −18,144 | $3.20 | −$58,060.8 | 38,202 | 間接 | |
| 2019/6/18 | Common Stock, par value $0.01 per share | P買進取得 | +1,500 | $3.66 | +$5,490 | 39,702 | 間接 | |
| 2019/6/18 | Common Stock, par value $0.01 per share | S賣出處分 | −1,500 | $3.66 | −$5,490 | 38,202 | 間接 | |
| 2019/6/20 | Common Stock, par value $0.01 per share | P買進取得 | +10,000 | $2.63 | +$26,300 | 48,202 | 間接 | |
| 2019/6/20 | Common Stock, par value $0.01 per share | S賣出處分 | −10,000 | $2.63 | −$26,300 | 38,202 | 間接 | |
| 2019/6/20 | Common Stock, par value $0.01 per share | P買進取得 | +10,000 | $2.68 | +$26,800 | 48,202 | 間接 | |
| 2019/6/20 | Common Stock, par value $0.01 per share | S賣出處分 | −10,000 | $2.68 | −$26,800 | 38,202 | 間接 | |
| 2019/6/20 | Common Stock, par value $0.01 per share | P買進取得 | +10,000 | $2.75 | +$27,500 | 48,202 | 間接 | |
| 2019/6/20 | Common Stock, par value $0.01 per share | S賣出處分 | −10,000 | $2.75 | −$27,500 | 38,202 | 間接 | |
| 2019/6/20 | Common Stock, par value $0.01 per share | P買進取得 | +13,000 | $2.80 | +$36,400 | 51,202 | 間接 | |
| 2019/6/20 | Common Stock, par value $0.01 per share | S賣出處分 | −13,000 | $2.80 | −$36,400 | 38,202 | 間接 | |
| 2019/6/20 | Common Stock, par value $0.01 per share | P買進取得 | +10,000 | $2.81 | +$28,100 | 48,202 | 間接 | |
| 2019/6/20 | Common Stock, par value $0.01 per share | S賣出處分 | −10,000 | $2.81 | −$28,100 | 38,202 | 間接 | |
| 2019/6/20 | Common Stock, par value $0.01 per share | P買進取得 | +27,000 | $2.95 | +$79,650 | 65,202 | 間接 | |
| 2019/6/20 | Common Stock, par value $0.01 per share | S賣出處分 | −27,000 | $2.95 | −$79,650 | 38,202 | 間接 | |
| 2019/6/21 | Common Stock, par value $0.01 per share | P買進取得 | +30,000 | $2.74 | +$82,200 | 68,202 | 間接 | |
| 2019/6/21 | Common Stock, par value $0.01 per share | S賣出處分 | −30,000 | $2.74 | −$82,200 | 38,202 | 間接 | |
| 2019/6/24 | Common Stock, par value $0.01 per share | P買進取得 | +20,000 | $2.36 | +$47,200 | 96,974 | 間接 | |
| 2019/6/24 | Common Stock, par value $0.01 per share | S賣出處分 | −20,000 | $2.36 | −$47,200 | 76,974 | 間接 | |
| 2019/6/24 | Common Stock, par value $0.01 per share | P買進取得 | +10,000 | $2.46 | +$24,600 | 86,974 | 間接 | |
| 2019/6/24 | Common Stock, par value $0.01 per share | S賣出處分 | −10,000 | $2.46 | −$24,600 | 76,974 | 間接 | |
| 2019/6/24 | Common Stock, par value $0.01 per share | P買進取得 | +20,000 | $2.55 | +$51,000 | 96,974 | 間接 | |
| 2019/6/24 | Common Stock, par value $0.01 per share | S賣出處分 | −20,000 | $2.55 | −$51,000 | 76,974 | 間接 | |
| 2019/6/25 | Common Stock, par value $0.01 per share | P買進取得 | +20,000 | $2.32 | +$46,400 | 58,202 | 間接 | |
| 2019/6/25 | Common Stock, par value $0.01 per share | S賣出處分 | −20,000 | $2.32 | −$46,400 | 38,202 | 間接 | |
| 2019/6/26 | Common Stock, par value $0.01 per share | P買進取得 | +40,000 | $2.55 | +$102,000 | 674,897 | 間接 | |
| 2019/6/26 | Common Stock, par value $0.01 per share | S賣出處分 | −40,000 | $2.55 | −$102,000 | 634,897 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
These transactions in the common stock (the "Common Stock") of MoneyGram International, Inc. (the "Issuer") have not previously been reported on Form 4 and were effected by Goldman Sachs & Co. LLC ("Goldman Sachs") acting as agent on behalf of certain international affiliates that had entered into riskless principal trades in connection with client trade facilitation in the ordinary course of their business.
- F2
Without conceding riskless principal trades in connection with client trade facilitation in the ordinary course of business can result in liability under Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act"), the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that they were subject to Section 16(b) has been remitted to the Issuer.
- F3
This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman Sachs, GSCP VI Advisors, L.L.C., GS Capital Partners VI Fund, L.P., GS Advisors VI, L.L.C., GSCP VI Offshore Advisors, L.L.C., GS Capital Partners VI Offshore Fund, L.P., Goldman, Sachs Management GP GmbH, GS Capital Partners VI Parallel, L.P., GS Capital Partners VI GmbH & Co. KG, GSMP V Onshore US, Ltd., GS Mezzanine Partners V Onshore Fund, L.P., GS Mezzanine Partners V Onshore Fund, L.L.C., GSMP V Institutional US, Ltd., GS Mezzanine Partners V Institutional Fund, L.P., GS Mezzanine Partners V Institutional Fund, L.L.C., GSMP V Offshore US, Ltd., GS Mezzanine Partners V Offshore Fund, L.P., GS Mezzanine Partners V Offshore Fund, L.L.C., Broad Street Principal Investments L.L.C (together, with the foregoing entities, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group.
- F4
(Continued from footnote 3) Goldman Sachs also serves as the manager and the investment manager of certain of the Reporting Persons other than GS Group. Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in duplicate. The Reporting Persons ceased to be subject to Section 16 as greater than 10% beneficial owners on August 7, 2020.
- F5
Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.
備註
Balance of trades included in attached schedule. (See Exhibit 99.1)