Hirano Shinichi 的 Form 4/A 修正申報
修正Hyzon Motors Inc.（HYZN），2021/9/28 申報
- 申報編號
- 0000899243-21-038137
- 申報時間
- 2021/9/28
- 交易日
- 2021/9/22-9/23
- 申報延遲
- 6 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2021/9/24
這份申報列了 2 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $5.29 萬。交易後 6 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Hirano ShinichiCIK 0001884985 | 高階主管（見申報備註） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/22 | Class A Common Stock, par value $0.0001 per share | M行使選擇權處分 | −17,720 | $0.00 | $0 | 88,600 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Restricted stock units granted under the Hyzon Motors Inc. 2020 Stock Incentive Plan, granted on May 12, 2021 (the "Grant Date"); restricted stock units vest pursuant to a five year vesting schedule, whereby one-sixth of the total number of shares vested on the Grant Date, subject to deferral to September 22, 2021, and each year on the anniversary of the Grant Date, subject to continued employment with the Issuer.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Shares of Class A Common Stock were sold in the open market solely to satisfy tax obligations of the Reporting Person in connection with the vesting of the restricted stock units. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.65 to $9.735, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
備註
Chief Technology Officer. This amendment is being filed to include the SEC filing code for Shinichi Hirano, the Reporting Person, which was not available at the time of the original filing. This amendment does not include any additional transactions to those reported in the original filing.