Agrawal Neeraj 的 Form 4 申報
Amplitude, Inc.（AMPL），2021/9/23 申報
- 申報編號
- 0000899243-21-037511
- 申報時間
- 2021/9/23
- 交易日
- 2021/6/2-9/21
- 申報延遲
- 113 天遲報
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 5 筆非衍生性交易、18 筆衍生性交易。交易後 113 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Agrawal NeerajCIK 0001532809 | 董事、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/21 | Class A Common Stock | C轉換取得 | +73,373 | $0.00F1 | $0 | 73,373 | 間接 | |
| 2021/9/21 | Class A Common Stock | C轉換取得 | +1,583,176 | $0.00F1 | $0 | 1,583,176 | 間接 | |
| 2021/9/21 | Class A Common Stock | C轉換取得 | +1,644,822 | $0.00F1 | $0 | 1,644,822 | 間接 | |
| 2021/9/21 | Class A Common Stock | C轉換取得 | +418,310 | $0.00F1 | $0 | 418,310 | 間接 | |
| 2021/9/21 | Class A Common Stock | C轉換取得 | +356,664 | $0.00F1 | $0 | 356,664 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/21 | Class A Common Stock | C轉換處分 | −73,373 | $0.00 | $0 | 171,206 | 間接 | |
| 2021/9/21 | Class A Common Stock | C轉換處分 | −1,583,176 | $0.00 | $0 | 3,694,078 | 間接 | |
| 2021/9/21 | Class A Common Stock | C轉換處分 | −1,644,822 | $0.00 | $0 | 3,837,919 | 間接 | |
| 2021/9/21 | Class A Common Stock | C轉換處分 | −418,310 | $0.00 | $0 | 976,058 | 間接 | |
| 2021/9/21 | Class A Common Stock | C轉換處分 | −356,664 | $0.00 | $0 | 832,219 | 間接 | |
| 2021/9/21 | Class A Common Stock | C轉換取得 | +13,639,163 | $0.00 | $0 | 13,984,637 | 間接 | |
| 2021/6/2 | Class B Common Stock | P買進取得 | +28,107 | $32.02 | +$899,986.14 | 28,107 | 間接 | |
| 2021/6/2 | Class B Common Stock | P買進取得 | +284,198 | $32.02 | +$9,100,019.96 | 284,198 | 間接 | |
| 2021/6/28 | Class A Common Stock | P買進取得 | +1,955 | $21.00 | +$41,055 | 30,062 | 間接 | |
| 2021/6/28 | Class A Common Stock | P買進取得 | +5,651 | $23.18 | +$130,990.18 | 35,713 | 間接 | |
| 2021/6/28 | Class A Common Stock | P買進取得 | +57,134 | $23.18 | +$1,324,366.12 | 341,332 | 間接 | |
| 2021/6/28 | Class A Common Stock | P買進取得 | +19,767 | $21.00 | +$415,107 | 361,099 | 間接 | |
| 2021/9/21 | Class B Common Stock | C轉換處分 | −16,156 | $0.00 | $0 | 0 | 間接 | |
| 2021/9/21 | Class B Common Stock | C轉換處分 | −10,818,608 | $0.00 | $0 | 0 | 間接 | |
| 2021/9/21 | Class B Common Stock | C轉換處分 | −1,063,192 | $0.00 | $0 | 0 | 間接 | |
| 2021/9/21 | Class B Common Stock | C轉換處分 | −1,167,118 | $0.00 | $0 | 0 | 間接 | |
| 2021/9/21 | Class B Common Stock | C轉換處分 | −261,784 | $0.00 | $0 | 0 | 間接 | |
| 2021/9/21 | Class B Common Stock | C轉換處分 | −312,305 | $0.00 | $0 | 0 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (b) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period).
表 I 有 5 筆交易的價格引用這則附註。