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Michaelson Jennifer 的 Form 4/A 修正申報

修正

Cullinan Therapeutics, Inc.(CGEM),2021/8/26 申報

申報編號
0000899243-21-034312
申報時間
2021/8/26
交易日
2021/8/18
申報延遲
8 天
10b5-1 計畫
表單沒有這欄(2023 年以前)
原始申報日
2021/8/24

這份申報列了 3 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $11.1 萬。交易後 8 天申報。

這份修正申報取代了 0000899243-21-034025(2021/8/24 申報)。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Michaelson JenniferCIK 0001838061高階主管(見申報備註)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2021/8/18Common StockM行使選擇權取得+4,000$4.30+$17,20026,911直接
2021/8/18Common StockS賣出處分−2,863$27.50F2−$78,732.524,048直接
2021/8/18Common StockS賣出處分−1,137$28.07F3−$31,915.5922,911直接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2021/8/18Common StockM行使選擇權處分−4,000$0.00$0225,978直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on April 29, 2021.

F2

The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $26.91 to $27.89. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F3

The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $27.92 to $28.25. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F4

25% of the shares vested on July 4, 2020, and the remaining shares shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous service to the Issuer on each such date.

備註

Chief Development Officer, Biologics This amended Form 4 is being filed to include an explanatory note that the reported sales were made pursuant to a plan established pursuant to Rule 10b5-1 on April 29, 2021.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)