Libman Brian L 的 Form 4 申報
Finance of America Companies Inc.（FOA），2021/8/18 申報
- 申報編號
- 0000899243-21-033543
- 申報時間
- 2021/8/18
- 交易日
- 2021/4/1-8/17
- 申報延遲
- 139 天遲報
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 7 筆非衍生性交易、4 筆衍生性交易。公開市場買進合計 $82.2 萬。交易後 139 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Libman Brian LCIK 0001356440 | 董事、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/4/1 | Class A Common Stock | A公司授予取得 | +1,380,247 | $10.00 | +$13,802,470 | 1,380,247 | 間接 | |
| 2021/8/16 | Class A Common Stock | P買進取得 | +71,969 | $5.16F3 | +$371,360.04 | 71,969 | 間接 | |
| 2021/8/16 | Class A Common Stock | P買進取得 | +25,287 | $5.16F3 | +$130,480.92 | 25,287 | 直接 | |
| 2021/8/17 | Class A Common Stock | P買進取得 | +45,241 | $5.24F5 | +$237,062.84 | 117,210 | 間接 | |
| 2021/8/17 | Class A Common Stock | P買進取得 | +15,896 | $5.24F5 | +$83,295.04 | 41,183 | 直接 | |
| 2021/4/1 | Class B Common Stock | A公司授予取得 | +1 | $0.00 | $0 | 1 | 間接 | |
| 2021/4/1 | Class B Common Stock | A公司授予取得 | +1 | $0.00 | $0 | 1 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/4/1 | Class A Common Stock | A公司授予取得 | +73,033,375 | $0.00 | $0 | 73,033,375 | 間接 | |
| 2021/4/1 | Class A Common Stock | A公司授予取得 | +1,941,876 | $0.00 | $0 | 1,941,876 | 間接 | |
| 2021/4/1 | Class A Common Stock | A公司授予取得 | +8,564,208 | $0.00 | $0 | 8,564,208 | 間接 | |
| 2021/4/1 | Class A Common Stock | A公司授予取得 | +227,712 | $0.00 | $0 | 227,712 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.075 to $5.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
表 I 有 2 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.11 to $5.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
表 I 有 2 筆交易的價格引用這則附註。
備註
Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein as indirectly owned, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein.