Bernhard James M Jr 的 Form 4 申報
Charah Solutions, Inc.CHRA，2021/8/16 申報
- 申報編號
- 0000899243-21-033190
- 申報時間
- 2021/8/16 20:56 ET
- 交易日
- 2021/8/12-8/13
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 6 筆非衍生性交易。公開市場賣出合計 $80.6 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bernhard James M JrCIK 0000940082 | 持股 10% 以上大股東 |
| BCP Energy Services Fund, LPCIK 0001620882 | 持股 10% 以上大股東 |
| BCP Energy Services Fund-A, LPCIK 0001620883 | 持股 10% 以上大股東 |
| Charah Holdings LPCIK 0001743465 | 持股 10% 以上大股東 |
| Charah Holdings GP LLCCIK 0001743505 | 持股 10% 以上大股東 |
| BCP Energy Services Fund UGP, LLCCIK 0001743507 | 持股 10% 以上大股東 |
| BCP Energy Services Fund GP, LPCIK 0001743508 | 持股 10% 以上大股東 |
| Jenkins Jeffrey ScottCIK 0001743809 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/12 | Common Stock | S賣出處分 | −21,392 | $4.80F6 | −$102,681.6 | 2,877,619 | 間接 | |
| 2021/8/12 | Common Stock | S賣出處分 | −53,207 | $4.80F6 | −$255,393.6 | 7,157,209 | 間接 | |
| 2021/8/12 | Common Stock | S賣出處分 | −38,401 | $4.80F6 | −$184,324.8 | 5,165,517 | 間接 | |
| 2021/8/13 | Common Stock | S賣出處分 | −10,412 | $4.80F6 | −$49,977.6 | 2,867,207 | 間接 | |
| 2021/8/13 | Common Stock | S賣出處分 | −25,897 | $4.80F6 | −$124,305.6 | 7,131,312 | 間接 | |
| 2021/8/13 | Common Stock | S賣出處分 | −18,691 | $4.80F6 | −$89,716.8 | 5,146,826 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F6
Represents shares of common stock, par value $0.01, sold by such Reporting Person in open market transactions pursuant to a Rule 10b5-1 plan under the Securities Act of 1934, as amended, and as a selling stockholder pursuant to a registration statement on Form S-3 (Registration No. 333-256047), filed with the Securities and Exchange Commission by the Issuer on May 12, 2021.
表 I 有 6 筆交易的價格引用這則附註。
備註
Charah Holdings, BCP Energy Services Fund and BCP Energy Services Fund-A are parties to a Stockholders' Agreement (the "Stockholders' Agreement"), pursuant to which Charah Holdings, BCP Energy Services Fund and BCP Energy Services Fund-A have the right to nominate designees to the Board of Directors of the Issuer, subject to ownership thresholds set forth in the Stockholders' Agreement. As a result, each Reporting Person herein may be deemed a director by deputization for the purposes of Section 16 of the Exchange Act. In addition, the Reporting Persons may be deemed to be members of a group holding over 10% of the outstanding common stock of the Issuer for the purposes of Section 13(d)(3) of the Exchange Act.