Rowan Marc J 的 Form 4 申報
Athene Holding Ltd.（ATHS），2021/8/11 申報
- 申報編號
- 0000899243-21-032657
- 申報時間
- 2021/8/11
- 交易日
- 2021/8/9-8/10
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 20 筆非衍生性交易。公開市場賣出合計 $1,577 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rowan Marc JCIK 0001032681 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/9 | Class A Common Shares | S賣出處分 | −600 | $67.31F1 | −$40,386 | 4,810 | 直接 | |
| 2021/8/9 | Class A Common Shares | S賣出處分 | −47,948 | $67.31F1 | −$3,227,379.88 | 384,313 | 間接 | |
| 2021/8/9 | Class A Common Shares | S賣出處分 | −16,146 | $67.31F1 | −$1,086,787.26 | 129,410 | 間接 | |
| 2021/8/9 | Class A Common Shares | S賣出處分 | −34,675 | $67.31F1 | −$2,333,974.25 | 277,932 | 間接 | |
| 2021/8/9 | Class A Common Shares | S賣出處分 | −1,699 | $67.31F1 | −$114,359.69 | 13,618 | 間接 | |
| 2021/8/9 | Class A Common Shares | S賣出處分 | −49 | $67.76F6 | −$3,320.24 | 4,761 | 直接 | |
| 2021/8/9 | Class A Common Shares | S賣出處分 | −3,890 | $67.76F6 | −$263,586.4 | 380,423 | 間接 | |
| 2021/8/9 | Class A Common Shares | S賣出處分 | −1,309 | $67.76F6 | −$88,697.84 | 128,101 | 間接 | |
| 2021/8/9 | Class A Common Shares | S賣出處分 | −2,814 | $67.76F6 | −$190,676.64 | 275,118 | 間接 | |
| 2021/8/9 | Class A Common Shares | S賣出處分 | −138 | $67.76F6 | −$9,350.88 | 13,480 | 間接 | |
| 2021/8/10 | Class A Common Shares | S賣出處分 | −687 | $66.37F7 | −$45,596.19 | 4,074 | 直接 | |
| 2021/8/10 | Class A Common Shares | S賣出處分 | −54,879 | $66.37F7 | −$3,642,319.23 | 325,544 | 間接 | |
| 2021/8/10 | Class A Common Shares | S賣出處分 | −18,480 | $66.37F7 | −$1,226,517.6 | 109,621 | 間接 | |
| 2021/8/10 | Class A Common Shares | S賣出處分 | −39,687 | $66.37F7 | −$2,634,026.19 | 235,431 | 間接 | |
| 2021/8/10 | Class A Common Shares | S賣出處分 | −1,944 | $66.37F7 | −$129,023.28 | 11,536 | 間接 | |
| 2021/8/10 | Class A Common Shares | S賣出處分 | −65 | $66.89F8 | −$4,347.85 | 4,009 | 直接 | |
| 2021/8/10 | Class A Common Shares | S賣出處分 | −5,171 | $66.89F8 | −$345,888.19 | 320,373 | 間接 | |
| 2021/8/10 | Class A Common Shares | S賣出處分 | −1,741 | $66.89F8 | −$116,455.49 | 107,880 | 間接 | |
| 2021/8/10 | Class A Common Shares | S賣出處分 | −3,740 | $66.89F8 | −$250,168.6 | 231,691 | 間接 | |
| 2021/8/10 | Class A Common Shares | S賣出處分 | −183 | $66.89F8 | −$12,240.87 | 11,353 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.67 to $67.665, inclusive. The Reporting Persons undertake to provide to Athene Holding Ltd. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and footnotes (6) through (8).
表 I 有 5 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.67 to $67.895, inclusive.
表 I 有 5 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.81 to $66.80, inclusive.
表 I 有 5 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.81 to $67.08, inclusive.
表 I 有 5 筆交易的價格引用這則附註。
備註
Mr. Rowan intends to sell up to 1,000,000 Class A Shares of the Issuer in the aggregate inclusive of Class A Shares previously sold from and after August 6 (the "Aggregate Issuer Shares") prior to the closing of the merger of Apollo Global Management, Inc. ("Apollo") and the Issuer. Following such sales, Mr. Rowan will beneficially own approximately 681,075 Class A Shares of the Issuer. Mr. Rowan informed the Issuer that the sales of the Aggregate Issuer Shares are to generate liquidity to fund anticipated tax obligations arising from Apollo's previously announced conversion of its capital structure to a single class of voting common stock, and that he does not currently have any plan or intention to sell any additional Class A Shares of the Issuer (other than the Aggregate Issuer Shares). Mr. Rowan is the Chief Executive Officer and a co-founder of Apollo and currently serves on the board of directors of Apollo. Certain of Apollo's affiliates manage investment funds (the "Apollo Funds") that hold Class A Shares of the Issuer and may be deemed to beneficially own the Class A Shares of the Issuer held by the Apollo Funds. This report does not include any securities of the Issuer held by any of the Apollo Funds or that may be deemed to be beneficially owned by any Apollo investment managers or investment advisors affiliated with the Apollo Funds, and Mr. Rowan disclaims beneficial ownership of all such securities. This report shall not be deemed an admission that Mr. Rowan is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Exhibit 24.1 - Power of Attorney (incorporated by reference to the Power of Attorney filed as Exhibit 24 to the Form 3 filed by the Reporting Person on December 9, 2016).