Hawkins James B 的 Form 4 申報
Iradimed Corp（IRMD），2021/8/11 申報
- 申報編號
- 0000898432-21-000601
- 申報時間
- 2021/8/11
- 交易日
- 2021/8/9-8/11
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 6 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $62.2 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Hawkins James BCIK 0000898243 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/9 | Common Stock | A公司授予取得 | +4,609 | $1.29F1 | +$5,945.61 | 21,877 | 直接 | |
| 2021/8/9 | Common Stock | S賣出處分 | −4,609 | $35.83F2 | −$165,140.47 | 17,268 | 直接 | |
| 2021/8/10 | Common Stock | A公司授予取得 | +5,000 | $1.29F1 | +$6,450 | 22,268 | 直接 | |
| 2021/8/10 | Common Stock | S賣出處分 | −5,000 | $35.72F3 | −$178,600 | 17,268 | 直接 | |
| 2021/8/11 | Common Stock | A公司授予取得 | +7,891 | $1.29F1 | +$10,179.39 | 25,159 | 直接 | |
| 2021/8/11 | Common Stock | S賣出處分 | −7,891 | $35.20F4 | −$277,763.2 | 17,268 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/9 | Common Stock | M行使選擇權處分 | −4,609 | $0.00 | $0 | 12,891 | 直接 | |
| 2021/8/10 | Common Stock | M行使選擇權處分 | −5,000 | $0.00 | $0 | 7,891 | 直接 | |
| 2021/8/11 | Common Stock | M行使選擇權處分 | −7,891 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This option, representing a right to purchase a total of 17,500 shares, was granted on 11/20/2012 and vested over 4 years in equal annual installments commencing on the first anniversary of the grant date.
表 I 有 3 筆交易的價格引用這則附註。
- F2
This transaction was executed in multiple trades at prices ranging from $35.50 to 36.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $35.30 to 36.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $34.85 to 35.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。