Morgan Stanley 的 Form 4/A 修正申報
修正Mondee Holdings, Inc.（MOND），2023/2/3 申報
- 申報編號
- 0000895345-23-000038
- 申報時間
- 2023/2/3 17:02 ET
- 交易日
- 2022/9/29
- 申報延遲
- 127 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2022/9/30
這份申報列了 1 筆非衍生性交易。沿用原件裡沒有重述的 2 筆交易。交易後 127 天申報。
這份修正申報重述了 0000895345-22-000731（2022/9/30 申報）的一部分，沒有重述的交易仍然有效，列在下面。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Morgan StanleyCIK 0000895421 | 持股 10% 以上大股東 |
| MS Capital Partners Adviser IncCIK 0001535639 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/9/29 | Series A Preferred Stock, par value $0.0001 per share | P買進取得 | +1,000,000 | –F1 | – | 1,000,000 | 間接 | 重複申報 |
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。
來自 0000895345-22-000731（2022/9/30 申報）。
非衍生性證券（表 I）
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/9/29 | Class A Common Stock, par value $0.0001 per share | P買進取得 | +1,000,000 | –F1 | – | 1,000,000 | 間接 |
衍生性證券（表 II）
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/9/29 | Common Stock, par value $0.0001 per share | P買進取得 | +150,000 | –F1 | – | 150,000 | 間接 |
原件的附註
這幾筆交易的價格在原件上引用的附註。
- F1
Morgan Stanley ("MS") is the indirect parent of the general partners of a fund (the "Private Fund") that paid $10,000,000 in cash to Mondee Holdings, Inc. (the "Issuer") for 1,000,000 shares of Issuer Series A Preferred Stock, par value $0.0001 per share (the "Preferred Stock"), and warrants (the "Warrants") to purchase 150,000 shares of Issuer Class A Common Stock, par value $0.0001 per share (the "Common Stock," and together with the Preferred Stock and the Warrants, the "Issuer Securities"). Morgan Stanley Capital Partners Adviser Inc. ("Adviser"), an indirect subsidiary of MS, is the investment manager to the Private Fund.
表 I 有 1 筆、表 II 有 1 筆交易的價格引用這則附註。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Morgan Stanley ("MS") is the indirect parent of the general partners of a fund (the "Private Fund") that paid $10,000,000 in cash to Mondee Holdings, Inc. (the "Issuer") for 1,000,000 shares of Issuer Series A Preferred Stock, par value $0.0001 per share (the "Preferred Stock"), and warrants (the "Warrants") to purchase 150,000 shares of Issuer Class A Common Stock, par value $0.0001 per share (the "Common Stock," and together with the Preferred Stock and the Warrants, the "Issuer Securities"). Morgan Stanley Capital Partners Adviser Inc. ("Adviser"), an indirect subsidiary of MS, is the investment manager to the Private Fund.
表 I 有 1 筆交易的價格引用這則附註。
- F2
As a result of the aforementioned relationships among each of MS and the Adviser, on the one hand, and the Private Fund, on the other hand, each of MS and the Adviser may be deemed to share beneficial ownership over the Issuer Securities held by the Private Fund.
- F3
Each of MS and the Adviser disclaims beneficial ownership of the Issuer Securities included herein except to the extent of its pecuniary interest therein, if any, and the inclusion of such Issuer Securities in this report shall not be deemed to be an admission of beneficial ownership of such Issuer Securities for the purposes of Section 13(d) or Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
- F4
This Form 4/A amends the Form 4 filed on September 30, 2022 and is being filed solely to correct the title of the securities reflected in Table I of that filing.
備註
This filing does not reflect Issuer Securities, if any, beneficially owned by any operating units of MS whose ownership of securities is disaggregated from that of the applicable MS reporting unit in accordance with Securities and Exchange Commission Release No. 34-39538 (January 12, 1998).