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Yang William Wang 的 Form 4/A 修正申報

修正

Yum China Holdings, Inc.YUMC,2023/5/8 申報

申報編號
0000894579-23-000161
申報時間
2023/5/8
交易日
2023/5/4
申報延遲
4 天
10b5-1 計畫
沒有勾選
原始申報日
2023/5/4

這份申報列了 1 筆非衍生性交易。公開市場賣出合計 $7,079 萬。交易後 4 天申報。

這份修正申報取代了 0000894579-23-000157(2023/5/4 申報)。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Yang William WangCIK 0001713245董事

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2023/5/4Common Stock, $0.01 par valueS賣出處分−1,136,016$62.31−$70,785,156.9612,035,635間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

The common stock is held directly by Pollos Investment L.P. ("Pollos Investment"). The limited partnership interests of Pollos Investment are ultimately owned by a private fund ("Fund") for which an affiliate of the Reporting Person is special limited partner ("Special Limited Partner") and has a contingent right to receive a performance fee. The Reporting Person is a shareholder of the parent company of the general partner of the Special Limited Partner (the "Parent Company") and may be deemed to have pecuniary interest through his indirect entitlement to receive a share of any Fund performance fee. At the request of an ultimate withdrawing limited partner who is not affiliated with the Reporting Person, Pollos Investment sold 1,136,016 shares of common stock of YUM China Holdings, Inc. (the "Transaction") and the proceeds of such sale, after costs and repayment of certain liabilities of Pollos Investment, were distributed to such withdrawing limited partner.

F2

The Reporting Person disclaims beneficial ownership of the securities and derivative instruments held directly by Pollos Investment, including in the shares sold in the Transaction, except to the extent of his pecuniary interest, if any, in such securities or instruments as a result of his interest in the Parent Company, and inclusion in this form shall not otherwise be deemed an admission of beneficial ownership for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

備註

This Form 4/A is being filed to correct a typographical error in Table I, box 5 on the original Form 4 filing.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)