Edelson David B 的 Form 4 申報
Autonation, Inc.（AN），2023/3/2 申報
- 申報編號
- 0000350698-23-000040
- 申報時間
- 2023/3/2
- 交易日
- 2023/2/28-3/1
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 10 筆非衍生性交易、5 筆衍生性交易。公開市場賣出合計 $275.9 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Edelson David BCIK 0001327026 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/28 | Common Stock, par value $0.01 per share | M行使選擇權取得 | +5,000 | $43.45 | +$217,250 | 62,134 | 直接 | |
| 2023/2/28 | Common Stock, par value $0.01 per share | M行使選擇權取得 | +1,103 | $46.22 | +$50,980.66 | 63,237 | 直接 | |
| 2023/2/28 | Common Stock, par value $0.01 per share | S賣出處分 | −6,103 | $140.47F1 | −$857,288.41 | 57,134 | 直接 | |
| 2023/3/1 | Common Stock, par value $0.01 per share | M行使選擇權取得 | +3,897 | $46.22 | +$180,119.34 | 61,031 | 直接 | |
| 2023/3/1 | Common Stock, par value $0.01 per share | M行使選擇權取得 | +5,000 | $47.25 | +$236,250 | 66,031 | 直接 | |
| 2023/3/1 | Common Stock, par value $0.01 per share | M行使選擇權取得 | +5,000 | $48.80 | +$244,000 | 71,031 | 直接 | |
| 2023/3/1 | Common Stock, par value $0.01 per share | S賣出處分 | −800 | $135.18F2 | −$108,144 | 70,231 | 直接 | |
| 2023/3/1 | Common Stock, par value $0.01 per share | S賣出處分 | −6,865 | $136.48F3 | −$936,935.2 | 63,366 | 直接 | |
| 2023/3/1 | Common Stock, par value $0.01 per share | S賣出處分 | −6,032 | $137.40F4 | −$828,796.8 | 57,334 | 直接 | |
| 2023/3/1 | Common Stock, par value $0.01 per share | S賣出處分 | −200 | $137.86F5 | −$27,572 | 57,134 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/28 | Common Stock, par value $0.01 per share | M行使選擇權處分 | −5,000 | $0.00 | $0 | 0 | 直接 | |
| 2023/2/28 | Common Stock, par value $0.01 per share | M行使選擇權處分 | −1,103 | $0.00 | $0 | 3,897 | 直接 | |
| 2023/3/1 | Common Stock, par value $0.01 per share | M行使選擇權處分 | −3,897 | $0.00 | $0 | 0 | 直接 | |
| 2023/3/1 | Common Stock, par value $0.01 per share | M行使選擇權處分 | −5,000 | $0.00 | $0 | 0 | 直接 | |
| 2023/3/1 | Common Stock, par value $0.01 per share | M行使選擇權處分 | −5,000 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This transaction was executed in multiple trades at prices ranging from $140 to $140.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This transaction was executed in multiple trades at prices ranging from $134.65 to $135.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $135.86 to $136.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $136.86 to $137.765. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $137.835 to $137.88. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
表 I 有 1 筆交易的價格引用這則附註。