Adams Katherine L. 的 Form 4 申報
Apple Inc.（AAPL），2025/4/3 申報
- 申報編號
- 0000320193-25-000042
- 申報時間
- 2025/4/3
- 交易日
- 2025/4/1-4/2
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 6 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $868.3 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Adams Katherine L.CIK 0001462356 | 高階主管（資深副總裁、法務長、公司秘書） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/4/1 | Common Stock | M行使選擇權取得 | +74,535 | –F1 | – | 253,693 | 直接 | |
| 2025/4/1 | Common Stock | F扣股繳稅處分 | −35,713 | $223.19 | −$7,970,784.47 | 217,980 | 直接 | |
| 2025/4/2 | Common Stock | S賣出處分 | −1,600 | $221.68F5 | −$354,688 | 216,380 | 直接 | |
| 2025/4/2 | Common Stock | S賣出處分 | −9,231 | $222.87F6 | −$2,057,312.97 | 207,149 | 直接 | |
| 2025/4/2 | Common Stock | S賣出處分 | −22,343 | $223.90F7 | −$5,002,597.7 | 184,806 | 直接 | |
| 2025/4/2 | Common Stock | S賣出處分 | −5,648 | $224.62F8 | −$1,268,653.76 | 179,158 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.
表 I 有 1 筆、表 II 有 3 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $221.25 to $222.21; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $222.32 to $223.31; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $223.32 to $224.31; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $224.32 to $225.12; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
表 I 有 1 筆交易的價格引用這則附註。