Arling Paul D 的 Form 4/A 修正申報
修正Universal Electronics IncUEIC，2024/12/5 申報
- 申報編號
- 0000101984-24-000184
- 申報時間
- 2024/12/5
- 交易日
- 2023/8/10-8/11
- 申報延遲
- 483 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2023/8/11
這份申報列了 4 筆非衍生性交易、1 筆衍生性交易。公開市場買進合計 $12.5 萬。交易後 483 天申報。
這份修正申報取代了 0001209191-23-045492（2023/8/11 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Arling Paul DCIK 0001216543 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/8/10 | Common Stock | M行使選擇權處分 | −2,532 | $0.00 | $0 | 77,155 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
表 I 有 1 筆交易的價格引用這則附註。
- F2
These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.
- F3
This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
- F4
Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This amended Form 4 is to correct the shares purchased on August 10, 2023, which was originally reported as 7,453 shares when it was actually 10,000 shares. The additional 2,547 shares purchased on this date were inadvertently missed in the original filing due to an administrative error. In addition, with this correction to the number of shares purchased, the purchase price is updated from $9.97 to $9.778 which represents the weighted average purchase price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The restricted stock units vest in accordance with the vesting schedule of each RSU grant.
- F7
Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
- F8
The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
- F9
This figure represents an aggregate number of stock options held by Reporting Person.