Sutton Scott McDougald 的 Form 4/A 修正申報
修正OLIN Corp（OLN），2024/3/12 申報
- 申報編號
- 0000074303-24-000074
- 申報時間
- 2024/3/12
- 交易日
- 2024/1/30
- 申報延遲
- 42 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2024/2/1
這份申報列了 1 筆衍生性交易。沿用原件裡沒有重述的 11 筆交易。公開市場賣出合計 $3,154 萬。交易後 42 天申報。
這份修正申報重述了 0000074303-24-000023（2024/2/1 申報）的一部分，沒有重述的交易仍然有效，列在下面。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Sutton Scott McDougaldCIK 0001642832 | 董事、高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
這份申報沒有這一類的交易。
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/1/30 | Common Stock | M行使選擇權處分 | −205,534 | $0.00 | $0 | 102,766 | 直接 |
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。
來自 0000074303-24-000023（2024/2/1 申報）。
非衍生性證券（表 I）
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/1/30 | Common Stock $1 par value | M行使選擇權取得 | +205,534 | $28.99 | +$5,958,430.66 | 586,948.17 | 直接 | |
| 2024/1/30 | Common Stock $1 par value | S賣出處分 | −27,498 | $53.44F1 | −$1,469,493.12 | 559,450.17 | 直接 | |
| 2024/1/30 | Common Stock $1 par value | S賣出處分 | −22,002 | $54.58F2 | −$1,200,869.16 | 537,448.17 | 直接 | |
| 2024/1/30 | Common Stock $1 par value | S賣出處分 | −500 | $55.31F3 | −$27,655 | 536,948.17 | 直接 | |
| 2024/1/30 | Common Stock $1 par value | S賣出處分 | −155,534 | $53.50F4 | −$8,321,069 | 381,414.17 | 直接 | |
| 2024/1/30 | Common Stock $1 par value | S賣出處分 | −100,000 | $54.68F5 | −$5,468,000 | 281,414.17 | 直接 | |
| 2024/1/30 | Common Stock $1 par value | S賣出處分 | −105,858 | $53.89F6 | −$5,704,687.62 | 175,556.17 | 直接 | |
| 2024/1/30 | Common Stock $1 par value | S賣出處分 | −30,556.17 | $53.83 | −$1,644,838.63 | 145,000 | 直接 | |
| 2024/1/30 | Common Stock $1 par value | S賣出處分 | −52,380 | $54.00 | −$2,828,520 | 92,620 | 直接 | |
| 2024/1/30 | Common Stock $1 par value | S賣出處分 | −45,000 | $54.20 | −$2,439,000 | 47,620 | 直接 | |
| 2024/1/31 | Common Stock $1 par value | S賣出處分 | −45,537 | $53.44 | −$2,433,497.28 | 2,083 | 直接 |
原件的附註
這幾筆交易的價格在原件上引用的附註。
- F1
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $53.13 to $54.11, inclusive. The reporting person undertakes to provide to Olin Corporation, any security holder of Olin Corporation , or staff of the SEC , upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote (1) to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $54.27 to $55.27, inclusive. The reporting person undertakes to provide to Olin Corporation, any security holder of Olin Corporation , or staff of the SEC , upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote (2) to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.28 to $55.41, inclusive. The reporting person undertakes to provide to Olin Corporation, any security holder of Olin Corporation , or staff of the SEC , upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote (3) to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $53.30 to $54.22, inclusive. The reporting person undertakes to provide to Olin Corporation, any security holder of Olin Corporation , or staff of the SEC , upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote (4) to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.4036 to $54.27, inclusive. The reporting person undertakes to provide to Olin Corporation, any security holder of Olin Corporation , or staff of the SEC , upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote (5) to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $53.50 to $54.30, inclusive. The reporting person undertakes to provide to Olin Corporation, any security holder of Olin Corporation , or staff of the SEC , upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote (6) to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The options vest in three annual installments on February 15, 2022, February 15, 2023 and February 15, 2024.
- F2
On February 1, 2024, the reporting person filed a Form 4 which inadvertently reported that, following his exercise of an option and sale of the underlying stock, he no longer owned any stock options exercisable at $28.99. In fact, as reported in this amendment, the reporting person still owned 102,766 options following his exercise. The reporting person subsequently exercised his remaining 102,766 stock options as reported in a Form 4 amendment filed on February 23, 2024 and a Form 4 filed on February 28, 2024 but incorrectly reported remaining balances of such stock options following this original error. Therefore, this amendment also effectively corrects the subsequent incorrect reporting in his subsequent Form 4s of the stock options owned following his subsequent stock option exercises.