Su Lisa T 的 Form 4 申報
Advanced Micro Devices Inc（AMD），2024/8/22 申報
- 申報編號
- 0000002488-24-000153
- 申報時間
- 2024/8/22
- 交易日
- 2024/8/20
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 9 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $1,260 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Su Lisa TCIK 0001405109 | 董事、高階主管（董事長、總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/8/20 | Common Stock | M行使選擇權取得 | +80,000 | $19.10 | +$1,528,000 | 3,646,762 | 直接 | |
| 2024/8/20 | Common Stock | S賣出處分 | −3,929 | $155.16F3 | −$609,623.64 | 3,642,833 | 直接 | |
| 2024/8/20 | Common Stock | S賣出處分 | −15,216 | $156.19F4 | −$2,376,587.04 | 3,627,617 | 直接 | |
| 2024/8/20 | Common Stock | S賣出處分 | −34,671 | $157.13F5 | −$5,447,854.23 | 3,592,946 | 直接 | |
| 2024/8/20 | Common Stock | S賣出處分 | −13,034 | $157.80F6 | −$2,056,765.2 | 3,579,912 | 直接 | |
| 2024/8/20 | Common Stock | S賣出處分 | −4,431 | $159.11F7 | −$705,016.41 | 3,575,481 | 直接 | |
| 2024/8/20 | Common Stock | S賣出處分 | −5,200 | $160.04F8 | −$832,208 | 3,570,281 | 直接 | |
| 2024/8/20 | Common Stock | S賣出處分 | −2,819 | $161.14F9 | −$454,253.66 | 3,567,462 | 直接 | |
| 2024/8/20 | Common Stock | S賣出處分 | −700 | $161.81F10 | −$113,267 | 3,566,762 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/8/20 | Common Stock | M行使選擇權處分 | −80,000 | $0.00 | $0 | 236,496 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
Transaction executed in multiple trades at prices ranging from $154.55 to $155.54 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Transaction executed in multiple trades at prices ranging from $155.55 to $156.54 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Transaction executed in multiple trades at prices ranging from $156.55 to $157.54 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Transaction executed in multiple trades at prices ranging from $157.55 to $158.49 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Transaction executed in multiple trades at prices ranging from $158.60 to $159.59 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Transaction executed in multiple trades at prices ranging from $159.60 to $160.59 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Transaction executed in multiple trades at prices ranging from $160.63 to $161.55 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Transaction executed in multiple trades at prices ranging from $161.66 to $161.94 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。