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Su Lisa T 的 Form 4 申報

Advanced Micro Devices Inc(AMD),2023/8/17 申報

申報編號
0000002488-23-000163
申報時間
2023/8/17
交易日
2023/8/15
申報延遲
2 天
10b5-1 計畫
有勾選

這份申報列了 4 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $836.9 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Su Lisa TCIK 0001405109董事、高階主管(董事長、總裁、執行長)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2023/8/15Common StockM行使選擇權取得+75,000$12.83+$962,2503,267,774直接
2023/8/15Common StockS賣出處分−17,061$110.86F3−$1,891,382.463,250,713直接
2023/8/15Common StockS賣出處分−48,981$111.67F4−$5,469,708.273,201,732直接
2023/8/15Common StockS賣出處分−8,958$112.56F5−$1,008,312.483,192,774直接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2023/8/15Common StockM行使選擇權處分−75,000$0.00$0272,577直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F3

Transaction executed in multiple trades at prices ranging from $110.26 to $111.25 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F4

Transaction executed in multiple trades at prices ranging from $111.27 to $112.26 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F5

Transaction executed in multiple trades at prices ranging from $112.27 to $113.06 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)