Su Lisa T 的 Form 4 申報
Advanced Micro Devices Inc（AMD），2023/6/8 申報
- 申報編號
- 0000002488-23-000114
- 申報時間
- 2023/6/8
- 交易日
- 2023/6/6
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 10 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $3,679 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Su Lisa TCIK 0001405109 | 董事、高階主管（董事長、總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/6/6 | Common Stock | G贈與處分 | −61,266 | $0.00 | $0 | 2,888,902 | 直接 | |
| 2023/6/6 | Common Stock | M行使選擇權取得 | +777,214 | $6.98 | +$5,424,953.72 | 3,666,116 | 直接 | |
| 2023/6/6 | Common Stock | S賣出處分 | −16,769 | $118.42F2 | −$1,985,784.98 | 3,649,347 | 直接 | |
| 2023/6/6 | Common Stock | S賣出處分 | −2,500 | $119.32F3 | −$298,300 | 3,646,847 | 直接 | |
| 2023/6/6 | Common Stock | S賣出處分 | −9,645 | $120.60F4 | −$1,163,187 | 3,637,202 | 直接 | |
| 2023/6/6 | Common Stock | S賣出處分 | −22,850 | $121.55F5 | −$2,777,417.5 | 3,614,352 | 直接 | |
| 2023/6/6 | Common Stock | S賣出處分 | −110,748 | $122.47F6 | −$13,563,307.56 | 3,503,604 | 直接 | |
| 2023/6/6 | Common Stock | S賣出處分 | −113,106 | $123.56F7 | −$13,975,377.36 | 3,390,498 | 直接 | |
| 2023/6/6 | Common Stock | S賣出處分 | −24,382 | $124.14F8 | −$3,026,781.48 | 3,366,116 | 直接 | |
| 2023/6/6 | Common Stock | F扣股繳稅處分 | −204,046 | $124.23 | −$25,348,634.58 | 3,162,070 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/6/6 | Common Stock | M行使選擇權處分 | −777,214 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
Transaction executed in multiple trades at prices ranging from $117.85 to $118.83 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Transaction executed in multiple trades at prices ranging from $118.89 to $119.85 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Transaction executed in multiple trades at prices ranging from $119.93 to $120.91 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Transaction executed in multiple trades at prices ranging from $120.95 to $121.94 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Transaction executed in multiple trades at prices ranging from $121.95 to $122.94 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Transaction executed in multiple trades at prices ranging from $122.95 to $123.94 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Transaction executed in multiple trades at prices ranging from $123.95 to $124.42 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。