Su Lisa T 的 Form 4 申報
Advanced Micro Devices Inc（AMD），2021/12/9 申報
- 申報編號
- 0000002488-21-000201
- 申報時間
- 2021/12/9
- 交易日
- 2021/12/7
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 6 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $1,796 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Su Lisa TCIK 0001405109 | 董事、高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/12/7 | Common Stock | M行使選擇權取得 | +125,000 | $2.92 | +$365,000 | 2,283,150 | 直接 | |
| 2021/12/7 | Common Stock | S賣出處分 | −17,023 | $141.70F3 | −$2,412,159.1 | 2,266,127 | 直接 | |
| 2021/12/7 | Common Stock | S賣出處分 | −20,803 | $142.79F4 | −$2,970,460.37 | 2,245,324 | 直接 | |
| 2021/12/7 | Common Stock | S賣出處分 | −36,919 | $143.74F5 | −$5,306,737.06 | 2,208,405 | 直接 | |
| 2021/12/7 | Common Stock | S賣出處分 | −38,275 | $144.56F6 | −$5,533,034 | 2,170,130 | 直接 | |
| 2021/12/7 | Common Stock | S賣出處分 | −11,980 | $145.43F7 | −$1,742,251.4 | 2,158,150 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/12/7 | Common Stock | M行使選擇權處分 | −125,000 | $0.00 | $0 | 753,457 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
Transaction executed in multiple trades at prices ranging from $141.19 to $142.18 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Transaction executed in multiple trades at prices ranging from $142.19 to $143.16 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Transaction executed in multiple trades at prices ranging from $143.19 to $144.18 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Transaction executed in multiple trades at prices ranging from $144.19 to $145.18 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Transaction executed in multiple trades at prices ranging from $145.19 to $145.74 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。