Norrod Forrest Eugene 的 Form 4 申報
Advanced Micro Devices Inc（AMD），2021/8/25 申報
- 申報編號
- 0000002488-21-000154
- 申報時間
- 2021/8/25
- 交易日
- 2021/8/23
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 6 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $414.7 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Norrod Forrest EugeneCIK 0001622864 | 高階主管（SVP & GM DESG） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/23 | Common Stock | M行使選擇權取得 | +12,500 | $6.98 | +$87,250 | 337,725 | 直接 | |
| 2021/8/23 | Common Stock | M行使選擇權取得 | +7,230 | $19.10 | +$138,093 | 344,955 | 直接 | |
| 2021/8/23 | Common Stock | M行使選擇權取得 | +3,145 | $34.19 | +$107,527.55 | 348,100 | 直接 | |
| 2021/8/23 | Common Stock | S賣出處分 | −6,861 | $105.32F3 | −$722,600.52 | 341,239 | 直接 | |
| 2021/8/23 | Common Stock | S賣出處分 | −21,105 | $106.84F4 | −$2,254,858.2 | 320,134 | 直接 | |
| 2021/8/23 | Common Stock | S賣出處分 | −10,909 | $107.22F5 | −$1,169,662.98 | 309,225 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/23 | Common Stock | M行使選擇權處分 | −12,500 | $0.00 | $0 | 10,120 | 直接 | |
| 2021/8/23 | Common Stock | M行使選擇權處分 | −7,230 | $0.00 | $0 | 40,540 | 直接 | |
| 2021/8/23 | Common Stock | M行使選擇權處分 | −3,145 | $0.00 | $0 | 34,936 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
Transaction executed in multiple trades at prices ranging from $104.95 to $105.88 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Transaction executed in multiple trades at prices ranging from $106.05 to $107.04 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Transaction executed in multiple trades at prices ranging from $107.05 to $107.56 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。