Kumar Devinder 的 Form 4 申報
Advanced Micro Devices Inc（AMD），2021/8/11 申報
- 申報編號
- 0000002488-21-000130
- 申報時間
- 2021/8/11
- 交易日
- 2021/8/9-8/10
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 6 筆非衍生性交易、7 筆衍生性交易。公開市場賣出合計 $679.1 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Kumar DevinderCIK 0001558880 | 高階主管（執行副總裁、財務長、財務主管） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/9 | Common Stock | M行使選擇權取得 | +19,816 | $0.00 | $0 | 494,829 | 直接 | |
| 2021/8/9 | Common Stock | F扣股繳稅處分 | −9,827 | $107.58 | −$1,057,188.66 | 485,002 | 直接 | |
| 2021/8/10 | Common Stock | M行使選擇權取得 | +63,045 | $1.84 | +$116,002.8 | 548,047 | 直接 | |
| 2021/8/10 | Common Stock | S賣出處分 | −36,932 | $107.34F3 | −$3,964,280.88 | 511,115 | 直接 | |
| 2021/8/10 | Common Stock | S賣出處分 | −25,549 | $108.24F4 | −$2,765,423.76 | 485,566 | 直接 | |
| 2021/8/10 | Common Stock | S賣出處分 | −564 | $109.02F5 | −$61,487.28 | 485,002 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/9 | Common Stock | M行使選擇權處分 | −10,186 | $0.00 | $0 | 0 | 直接 | |
| 2021/8/9 | Common Stock | M行使選擇權處分 | −5,942 | $0.00 | $0 | 5,945 | 直接 | |
| 2021/8/9 | Common Stock | M行使選擇權處分 | −3,688 | $0.00 | $0 | 7,379 | 直接 | |
| 2021/8/9 | Common Stock | A公司授予取得 | +18,793 | $0.00 | $0 | 18,793 | 直接 | |
| 2021/8/9 | Common Stock | A公司授予取得 | +9,396 | $0.00 | $0 | 9,396 | 直接 | |
| 2021/8/9 | Common Stock | A公司授予取得 | +21,939 | $0.00 | $0 | 21,939 | 直接 | |
| 2021/8/10 | Common Stock | D交回公司處分 | −63,045 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
Transaction executed in multiple trades at prices ranging from $106.88 to $107.87 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Transaction executed in multiple trades at prices ranging from $107.88 to $108.86 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Transaction executed in multiple trades at prices ranging from $108.88 to $109.16 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
表 I 有 1 筆交易的價格引用這則附註。