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Norrod Forrest Eugene 的 Form 4 申報

Advanced Micro Devices Inc(AMD),2021/8/2 申報

申報編號
0000002488-21-000118
申報時間
2021/8/2
交易日
2021/7/29
申報延遲
4 天
10b5-1 計畫
表單沒有這欄(2023 年以前)

這份申報列了 4 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $281.5 萬。交易後 4 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Norrod Forrest EugeneCIK 0001622864高階主管(SVP & GM DESG)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2021/7/29Common StockM行使選擇權取得+12,500$6.98+$87,250297,141直接
2021/7/29Common StockS賣出處分−5,497$97.01F3−$533,263.97291,644直接
2021/7/29Common StockS賣出處分−4,107$98.05F4−$402,691.35287,537直接
2021/7/29Common StockS賣出處分−18,896$99.45F5−$1,879,207.2268,641直接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2021/7/29Common StockM行使選擇權處分−12,500$0.00$022,620直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F3

Transaction executed in multiple trades at prices ranging from $96.66 to $97.55 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F4

Transaction executed in multiple trades at prices ranging from $97.69 to $98.67 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

F5

Transaction executed in multiple trades at prices ranging from $98.73 to $99.60 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)