Vistagen Therapeutics, Inc.
VTGN- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001411685
No open-market purchases or sales by Vistagen Therapeutics, Inc. insiders were filed in the last 90 days; 48 institutions reported holding it in 13F filings for Q2 2026, worth $2.54M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Vistagen Therapeutics, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 83
- −2 vs. Q4 2022
- Shares held
- 38.4M
- −2.40M (−5.9%) vs. Q4 2022
- Total value
- $4.79M
- +$645.2K (+15.6%) vs. Q4 2022
- New holders
- 12
- 24 more added
- Sold out
- 14
- 18 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting VTGN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 48 | $2.54M |
| Q1 2026 | 56 | $8.12M |
| Q4 2025 | 55 | $8.84M |
| Q3 2025 | 58 | $81.8M |
| Q2 2025 | 51 | $30.3M |
| Q1 2025 | 48 | $39.0M |
| Q4 2024 | 54 | $44.9M |
| Q3 2024 | 47 | $45.3M |
| Q2 2024 | 43 | $56.3M |
| Q1 2024 | 42 | $90.8M |
| Q4 2023 | 46 | $90.0M |
| Q3 2023 | 34 | $15.7M |
| Q2 2023 | 33 | $1.82M |
| Q1 2023 | 83 | $4.79M |
| Q4 2022 | 86 | $4.15M |
| Q3 2022 | 93 | $9.13M |
| Q2 2022 | 112 | $122.1M |
| Q1 2022 | 116 | $167.8M |
| Q4 2021 | 106 | $269.2M |
| Q3 2021 | 105 | $360.2M |
| Q2 2021 | 101 | $389.0M |
| Q1 2021 | 74 | $225.2M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Vistagen Therapeutics, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FNY Investment Advisers, LLC | 2,500 | $0 | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 149 | $19 | 0.00% | −1,410−90.4% | Reduced |
| Russell Investments Group, Ltd. | 900 | $112 | 0.00% | +900 | New |
| Simplex Trading, LLC | 14,689 | $1.00K | 0.00% | −27,114−64.9% | Reduced |
| Royal Bank of Canada | 11,578 | $1.00K | 0.00% | −16,996−59.5% | Reduced |
| Drive Wealth Management, LLC | 10,000 | $1.25K | 0.00% | 00.0% | Unchanged |
| Prudential Financial Inc | 10,065 | $1.25K | 0.00% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 10,865 | $1.35K | 0.00% | +10,865 | New |
| Xponance, Inc. | 11,394 | $1.42K | 0.00% | 00.0% | Unchanged |
| State Board of Administration of Florida Retirement System | 11,610 | $1.45K | 0.00% | 00.0% | Unchanged |
| Boyd Wealth Management, LLC | 12,180 | $1.52K | 0.00% | 00.0% | Unchanged |
| Twin Lakes Capital Management, LLC | 12,500 | $1.56K | 0.00% | 00.0% | Unchanged |
| Genesee Capital Advisors, LLC | 12,640 | $1.58K | 0.00% | −7,220−36.4% | Reduced |
| Echo45 Advisors LLC | 13,043 | $1.63K | 0.00% | −2,604−16.6% | Reduced |
| Mackenzie Financial Corp | 13,730 | $1.71K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 15,000 | $1.87K | 0.00% | 00.0% | Unchanged |
| Sawtooth Solutions, LLC | 15,073 | $1.88K | 0.00% | +521+3.6% | Added |
| Bleakley Financial Group, LLC | 15,073 | $1.88K | 0.00% | +521+3.6% | Added |
| Hartford Financial Management Inc. | 16,000 | $2.00K | 0.00% | 00.0% | Unchanged |
| MML Investors Services, LLC | 15,000 | $2.00K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 20,111 | $2.00K | 0.00% | +1,000+5.2% | Added |
| Mariner, LLC | 12,841 | $2.00K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 13,500 | $2.00K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 17,674 | $2.20K | 0.00% | −211,833−92.3% | Reduced |
| Panagora Asset Management Inc | 19,417 | $2.42K | 0.00% | +19,417 | New |
| Chesley Taft & Associates LLC | 20,000 | $2.49K | 0.00% | 00.0% | Unchanged |
| United Bank | 20,000 | $2.50K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 20,708 | $2.58K | 0.00% | 00.0% | Unchanged |
| Financial Advocates Investment Management | 23,097 | $2.88K | 0.00% | 00.0% | Unchanged |
| Jackson Wealth Management, LLC | 23,850 | $2.97K | 0.00% | +23,850 | New |
| Cambridge Investment Research Advisors, Inc. | 25,570 | $3.00K | 0.00% | −1,150−4.3% | Reduced |
| Victory Capital Management Inc | 24,328 | $3.03K | 0.00% | +24,328 | New |
| ProShare Advisors LLC | 24,356 | $3.04K | 0.00% | −2,273−8.5% | Reduced |
| Empower Advisory Group, LLC | 27,100 | $3.58K | 0.00% | +27,100 | New |
| Garden State Investment Advisory Services LLC | 30,000 | $3.74K | 0.00% | 00.0% | Unchanged |
| Amalgamated Bank | 31,571 | $4.00K | 0.00% | +1,650+5.5% | Added |
| Advisor Group Holdings, Inc. | 34,440 | $4.29K | 0.00% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 34,939 | $4.36K | 0.00% | −11,956−25.5% | Reduced |
| Price T Rowe Associates Inc | 33,959 | $5.00K | 0.00% | 00.0% | Unchanged |
| Moneta Group Investment Advisors LLC | 50,682 | $6.32K | 0.00% | +50,682 | New |
| Advisors Capital Management, LLC | 65,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 66,500 | $8.29K | 0.00% | 00.0% | Unchanged |
| Neuberger Berman Group LLC | 67,530 | $8.42K | 0.00% | +67,530 | New |
| FMR LLC | 72,343 | $9.02K | 0.00% | +40,407+126.5% | Added |
| Invesco Ltd. | 76,721 | $9.57K | 0.00% | +9,011+13.3% | Added |
| California State Teachers Retirement System | 76,941 | $9.60K | 0.00% | −5,674−6.9% | Reduced |
| SG Americas Securities, LLC | 81,598 | $10.0K | 0.00% | +60,370+284.4% | Added |
| Bank of America Corp | 82,259 | $10.2K | 0.00% | −42,488−34.1% | Reduced |
| Performa Ltd (US), LLC | 90,000 | $11.2K | 0.01% | +20,000+28.6% | Added |
| BNP Paribas Arbitrage, SA | 96,200 | $12.0K | 0.00% | +56,259+140.9% | Added |
| Goldman Sachs Group Inc | 97,669 | $12.2K | 0.00% | −14,977−13.3% | Reduced |
| Group One Trading, L.P. | 98,721 | $12.3K | 0.00% | −35,824−26.6% | Reduced |
| American International Group, Inc. | 99,879 | $12.5K | 0.00% | +1,989+2.0% | Added |
| Tower Research Capital LLC (TRC) | 106,526 | $13.0K | 0.00% | +23,537+28.4% | Added |
| Parallax Volatility Advisers, L.P. | 105,107 | $13.1K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 105,128 | $13.1K | 0.00% | +49,562+89.2% | Added |
| Captrust Financial Advisors | 109,190 | $13.6K | 0.00% | +109,190 | New |
| Susquehanna International Group, LLP | 120,249 | $15.0K | 0.00% | +38,304+46.7% | Added |
| HighTower Advisors, LLC | 121,273 | $15.0K | 0.00% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 133,868 | $16.7K | 0.00% | 00.0% | Unchanged |
| TKG Advisors, LLC | 134,860 | $16.8K | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 141,567 | $17.7K | 0.00% | +39,067+38.1% | Added |
| JPMorgan Chase & Co | 159,009 | $20.0K | 0.00% | +48,300+43.6% | Added |
| Principal Financial Group Inc | 180,504 | $22.5K | 0.00% | −10,058−5.3% | Reduced |
| Morgan Stanley | 183,153 | $22.8K | 0.00% | −66,233−26.6% | Reduced |
| Johnson & Johnson | 190,494 | $23.8K | 0.01% | +190,494 | New |
| UBS Group AG | 197,268 | $24.7K | 0.00% | +14,622+8.0% | Added |
| Henrickson Nauta Wealth Advisors, Inc. | 200,000 | $24.9K | 0.02% | +200,000 | New |
| Allspring Global Investments Holdings, LLC | 212,443 | $26.5K | 0.00% | +212,443 | New |
| Deutsche Bank AG | 252,033 | $31.5K | 0.00% | +164,527+188.0% | Added |
| GPS Wealth Strategies Group, LLC | 253,205 | $31.6K | 0.01% | 00.0% | Unchanged |
| Rhumbline Advisers | 258,749 | $32.0K | 0.00% | +16,060+6.6% | Added |
| Alliancebernstein L.P. | 315,900 | $39.4K | 0.00% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 331,287 | $41.3K | 0.00% | −329,690−49.9% | Reduced |
| Charles Schwab Investment Management Inc | 494,520 | $61.7K | 0.00% | +66,581+15.6% | Added |
| Bank of New York Mellon Corp | 579,081 | $72.2K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 584,925 | $72.9K | 0.00% | −32,808−5.3% | Reduced |
| Gsa Capital Partners LLP | 1,275,215 | $159.0K | 0.02% | −3,820,139−75.0% | Reduced |
| Northern Trust Corp | 1,841,318 | $229.6K | 0.00% | +94,163+5.4% | Added |
| Geode Capital Management, LLC | 3,449,805 | $430.2K | 0.00% | +177,189+5.4% | Added |
| Vanguard Group Inc | 4,942,230 | $616.3K | 0.00% | +208,209+4.4% | Added |
| State Street Corp | 6,432,023 | $802.1K | 0.00% | +269,252+4.4% | Added |
| BlackRock Inc. | 13,202,454 | $1.65M | 0.00% | +934,486+7.6% | Added |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −104,800−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −107,494−100.0% | Sold out |
| Exchange Traded Concepts, LLC | 0 | $0 | 0.00% | −83,230−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −81,769−100.0% | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −33,500−100.0% | Sold out |
| LPL Financial LLC | 0 | $0 | 0.00% | −32,000−100.0% | Sold out |
| AQR Capital Management LLC | 0 | $0 | 0.00% | −10,392−100.0% | Sold out |
| Atria Wealth Solutions, Inc. | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Belvedere Trading LLC | 0 | $0 | 0.00% | −4,961−100.0% | Sold out |
| Ellevest, Inc. | 0 | $0 | 0.00% | −321−100.0% | Sold out |
| Credit Suisse AG | 0 | $0 | 0.00% | −8−100.0% | Sold out |
| Clear Street Markets LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Nuveen Asset Management, LLC | 0 | $0 | 0.00% | −557,613−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −3,423−100.0% | Sold out |
| Personal Capital Advisors Corp | – | – | – | – | Not filed |