Upland Software, Inc.
UPLD- Exchange
- Nasdaq
- Industry
- Services-Prepackaged Software
- SEC CIK
- 0001505155
In the last 90 days, Upland Software, Inc. insiders filed 0 open-market purchases and 4 sales; 30 institutions reported holding it in 13F filings for Q2 2026, worth $4.26M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Upland Software, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 95
- +16 vs. Q3 2023
- Shares held
- 24.9M
- −927.6K (−3.6%) vs. Q3 2023
- Total value
- $106.0M
- −$13.6M (−11.4%) vs. Q3 2023
- New holders
- 20
- 24 more added
- Sold out
- 4
- 33 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UPLD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 30 | $4.26M |
| Q1 2026 | 46 | $6.72M |
| Q4 2025 | 59 | $18.7M |
| Q3 2025 | 69 | $32.8M |
| Q2 2025 | 65 | $27.9M |
| Q1 2025 | 70 | $42.6M |
| Q4 2024 | 75 | $65.0M |
| Q3 2024 | 69 | $40.1M |
| Q2 2024 | 64 | $41.7M |
| Q1 2024 | 80 | $60.1M |
| Q4 2023 | 95 | $106.0M |
| Q3 2023 | 80 | $119.7M |
| Q2 2023 | 90 | $97.4M |
| Q1 2023 | 122 | $115.5M |
| Q4 2022 | 132 | $176.4M |
| Q3 2022 | 136 | $194.3M |
| Q2 2022 | 128 | $339.3M |
| Q1 2022 | 150 | $426.2M |
| Q4 2021 | 156 | $442.6M |
| Q3 2021 | 154 | $842.0M |
| Q2 2021 | 159 | $1.02B |
| Q1 2021 | 176 | $1.17B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Upland Software, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Hodges Capital Management Inc. | 3,984,021 | $16.9M | 0.90% | +2,307,344+137.6% | Added |
| Vanguard Group Inc | 1,897,228 | $8.03M | 0.00% | −718,132−27.5% | Reduced |
| B. Riley Asset Management, LLC | 1,670,436 | $7.60M | 2.75% | +103,193+6.6% | Added |
| New South Capital Management Inc | 1,523,289 | $6.44M | 0.28% | −64,926−4.1% | Reduced |
| Acadian Asset Management LLC | 1,331,381 | $5.63M | 0.02% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 1,269,307 | $5.37M | 0.01% | −23,369−1.8% | Reduced |
| Ameriprise Financial Inc | 1,260,320 | $5.33M | 0.00% | −163,339−11.5% | Reduced |
| BlackRock Inc. | 1,061,360 | $4.49M | 0.00% | −29,036−2.7% | Reduced |
| Boothbay Fund Management, LLC | 868,427 | $3.67M | 0.14% | +86,235+11.0% | Added |
| First Eagle Investment Management, LLC | 839,183 | $3.55M | 0.01% | +145,405+21.0% | Added |
| CastleKnight Management LP | 629,058 | $2.66M | 0.43% | −207,386−24.8% | Reduced |
| Hillsdale Investment Management Inc. | 536,606 | $2.27M | 0.19% | −700−0.1% | Reduced |
| Public Employees Retirement System of Ohio | 516,712 | $2.19M | 0.01% | 00.0% | Unchanged |
| RBF Capital, LLC | 489,183 | $2.07M | 0.13% | +2,948+0.6% | Added |
| Dimensional Fund Advisors LP | 481,409 | $2.04M | 0.00% | +194,112+67.6% | Added |
| Jacobs Levy Equity Management, Inc | 451,966 | $1.91M | 0.01% | −41,964−8.5% | Reduced |
| Assenagon Asset Management S.A. | 406,447 | $1.72M | 0.01% | −173,596−29.9% | Reduced |
| Rice Hall James & Associates, LLC | 384,933 | $1.63M | 0.09% | −49,134−11.3% | Reduced |
| Geode Capital Management, LLC | 320,644 | $1.36M | 0.00% | +11,984+3.9% | Added |
| AQR Capital Management LLC | 320,174 | $1.35M | 0.00% | −443,281−58.1% | Reduced |
| Two Sigma Advisers, LP | 304,400 | $1.29M | 0.00% | −37,100−10.9% | Reduced |
| Invenomic Capital Management LP | 297,100 | $1.26M | 0.07% | −428,210−59.0% | Reduced |
| Royce & Associates LP | 244,100 | $1.03M | 0.01% | 00.0% | Unchanged |
| Victory Capital Management Inc | 237,037 | $1.00M | 0.00% | −694−0.3% | Reduced |
| Millennium Management LLC | 214,697 | $908.2K | 0.00% | −78,570−26.8% | Reduced |
| Man Group plc | 213,650 | $903.7K | 0.00% | – | – |
| River & Mercantile Asset Management LLP | 209,954 | $888.1K | 0.17% | −2,074−1.0% | Reduced |
| Two Sigma Investments, LP | 204,957 | $867.0K | 0.00% | −16,273−7.4% | Reduced |
| Citadel Advisors LLC | 181,356 | $767.1K | 0.00% | −19,186−9.6% | Reduced |
| Citigroup Inc | 179,116 | $757.7K | 0.00% | +150,384+523.4% | Added |
| Bank of America Corp | 155,948 | $659.7K | 0.00% | +18,271+13.3% | Added |
| Jane Street Group, LLC | 145,311 | $614.7K | 0.00% | +124,923+612.7% | Added |
| Susquehanna International Group, LLP | 122,975 | $520.2K | 0.00% | +35,121+40.0% | Added |
| State Street Corp | 101,051 | $427.4K | 0.00% | 00.0% | Unchanged |
| Bridgeway Capital Management, LLC | 100,300 | $424.3K | 0.01% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 96,714 | $409.1K | 0.00% | −186,101−65.8% | Reduced |
| State of Wisconsin Investment Board | 86,100 | $364.2K | 0.00% | −23,400−21.4% | Reduced |
| Qube Research & Technologies Ltd | 85,770 | $362.8K | 0.00% | +73,869+620.7% | Added |
| Verdad Advisers, LP | 79,576 | $336.6K | 0.68% | +79,576 | New |
| Renaissance Technologies LLC | 69,300 | $293.0K | 0.00% | +34,492+99.1% | Added |
| Bank of New York Mellon Corp | 68,660 | $290.4K | 0.00% | −10,090−12.8% | Reduced |
| Northern Trust Corp | 68,049 | $287.8K | 0.00% | +9,811+16.8% | Added |
| Barclays PLC | 66,242 | $280.2K | 0.00% | −4,421−6.3% | Reduced |
| Morgan Stanley | 66,236 | $280.2K | 0.00% | +38,239+136.6% | Added |
| Jump Financial, LLC | 64,200 | $271.6K | 0.01% | +53,400+494.4% | Added |
| FMR LLC | 63,615 | $269.1K | 0.00% | +3,345+5.6% | Added |
| Invesco Ltd. | 62,964 | $266.3K | 0.00% | +7,163+12.8% | Added |
| Engineers Gate Manager LP | 62,571 | $264.7K | 0.01% | −3,604−5.4% | Reduced |
| NBC Securities, Inc. | 62,500 | $264.0K | 0.03% | +17,250+38.1% | Added |
| Thrivent Financial for Lutherans | 61,187 | $259.0K | 0.00% | −21,938−26.4% | Reduced |
| HRT Financial LP | 51,229 | $216.0K | 0.00% | +51,229 | New |
| Captrust Financial Advisors | 50,453 | $213.4K | 0.00% | +50,453 | New |
| 683 Capital Management, LLC | 48,930 | $207.0K | 0.02% | +48,930 | New |
| Price T Rowe Associates Inc | 47,853 | $203.0K | 0.00% | −4,617−8.8% | Reduced |
| Walleye Capital LLC | 46,170 | $195.3K | 0.00% | −159,789−77.6% | Reduced |
| Marshall Wace, LLP | 44,145 | $186.7K | 0.00% | +44,145 | New |
| First Dallas Securities Inc. | 43,500 | $184.0K | 0.09% | −1,383,814−97.0% | Reduced |
| HSBC Holdings PLC | 41,368 | $176.6K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 34,737 | $146.9K | 0.00% | +8,289+31.3% | Added |
| Occudo Quantitative Strategies LP | 26,664 | $112.8K | 0.02% | −11,044−29.3% | Reduced |
| Cubist Systematic Strategies, LLC | 24,653 | $104.3K | 0.00% | +24,653 | New |
| Pathstone Holdings, LLC | 24,407 | $103.2K | 0.00% | +24,407 | New |
| Charles Schwab Investment Management Inc | 22,775 | $96.3K | 0.00% | +22,775 | New |
| American Century Companies Inc | 22,223 | $94.0K | 0.00% | +22,223 | New |
| Vontobel Holding Ltd. | 17,000 | $71.9K | 0.00% | 00.0% | Unchanged |
| Prelude Capital Management, LLC | 15,277 | $64.6K | 0.01% | −11,662−43.3% | Reduced |
| Green Square Capital Advisors LLC | 14,411 | $61.0K | 0.01% | 00.0% | Unchanged |
| Schonfeld Strategic Advisors LLC | 14,106 | $59.7K | 0.00% | +14,106 | New |
| Simplex Trading, LLC | 13,713 | $58.0K | 0.00% | +13,713 | New |
| Bridgeworth, LLC | 13,500 | $57.1K | 0.01% | 00.0% | Unchanged |
| Y-Intercept (Hong Kong) Ltd | 13,424 | $56.8K | 0.01% | +13,424 | New |
| Oxford Asset Management LLP | 12,388 | $52.4K | 0.08% | +12,388 | New |
| Pingora Partners LLC | 11,800 | $49.9K | 0.04% | +11,800 | New |
| Advisor Group Holdings, Inc. | 11,623 | $49.2K | 0.00% | +3,450+42.2% | Added |
| ExodusPoint Capital Management, LP | 11,550 | $49.0K | 0.00% | +11,550 | New |
| Mackenzie Financial Corp | 11,261 | $47.6K | 0.00% | −815−6.7% | Reduced |
| Goldman Sachs Group Inc | 11,219 | $47.5K | 0.00% | −7,778−40.9% | Reduced |
| UBS Group AG | 4,107 | $17.4K | 0.00% | +1,057+34.7% | Added |
| Quantbot Technologies LP | 3,994 | $16.9K | 0.00% | +3,994 | New |
| Russell Investments Group, Ltd. | 1,925 | $8.14K | 0.00% | −75−3.8% | Reduced |
| Tower Research Capital LLC (TRC) | 1,916 | $8.11K | 0.00% | +34+1.8% | Added |
| Point72 Asia (Singapore) Pte. Ltd. | 1,285 | $5.44K | 0.00% | +1,285 | New |
| Signaturefd, LLC | 750 | $3.17K | 0.00% | 00.0% | Unchanged |
| Rhumbline Advisers | 728 | $3.08K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 390 | $2.00K | 0.00% | +44+12.7% | Added |
| Federated Hermes, Inc. | 419 | $1.77K | 0.00% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 400 | $1.69K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 290 | $1.23K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 220 | $931 | 0.00% | −1,483−87.1% | Reduced |
| Burkett Financial Services, LLC | 100 | $423 | 0.00% | +100 | New |
| GPS Wealth Strategies Group, LLC | 39 | $165 | 0.00% | 00.0% | Unchanged |
| Anchor Investment Management, LLC | 17 | $72 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 1 | $4 | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 99 | $0 | 0.00% | +99 | New |
| CWM, LLC | 20 | $0 | 0.00% | +20 | New |
| Palogic Value Management, L.P. | 0 | $0 | 0.00% | −586,549−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −77,419−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −30,647−100.0% | Sold out |
| EverSource Wealth Advisors, LLC | 0 | $0 | 0.00% | −259−100.0% | Sold out |
| Pathstone Family Office, LLC | – | – | – | – | Not filed |