Upland Software, Inc.
UPLD- Exchange
- Nasdaq
- Industry
- Services-Prepackaged Software
- SEC CIK
- 0001505155
In the last 90 days, Upland Software, Inc. insiders filed 0 open-market purchases and 4 sales; 30 institutions reported holding it in 13F filings for Q2 2026, worth $4.26M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Upland Software, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 80
- −10 vs. Q2 2023
- Shares held
- 25.9M
- −137.1K (−0.5%) vs. Q2 2023
- Total value
- $119.7M
- +$22.3M (+22.9%) vs. Q2 2023
- New holders
- 6
- 27 more added
- Sold out
- 16
- 32 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UPLD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 30 | $4.26M |
| Q1 2026 | 46 | $6.72M |
| Q4 2025 | 59 | $18.7M |
| Q3 2025 | 69 | $32.8M |
| Q2 2025 | 65 | $27.9M |
| Q1 2025 | 70 | $42.6M |
| Q4 2024 | 75 | $65.0M |
| Q3 2024 | 69 | $40.1M |
| Q2 2024 | 64 | $41.7M |
| Q1 2024 | 80 | $60.1M |
| Q4 2023 | 95 | $106.0M |
| Q3 2023 | 80 | $119.7M |
| Q2 2023 | 90 | $97.4M |
| Q1 2023 | 122 | $115.5M |
| Q4 2022 | 132 | $176.4M |
| Q3 2022 | 136 | $194.3M |
| Q2 2022 | 128 | $339.3M |
| Q1 2022 | 150 | $426.2M |
| Q4 2021 | 156 | $442.6M |
| Q3 2021 | 154 | $842.0M |
| Q2 2021 | 159 | $1.02B |
| Q1 2021 | 176 | $1.17B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Upland Software, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 2,615,360 | $12.1M | 0.00% | −13,755−0.5% | Reduced |
| Hodges Capital Management Inc. | 1,676,677 | $7.75M | 0.92% | −713,590−29.9% | Reduced |
| New South Capital Management Inc | 1,588,215 | $7.34M | 0.35% | −15,369−1.0% | Reduced |
| B. Riley Asset Management, LLC | 1,567,243 | $7.24M | 2.88% | +25,000+1.6% | Added |
| First Dallas Securities Inc. | 1,427,314 | $6.59M | 1.52% | +1,355,814+1,896.2% | Added |
| Ameriprise Financial Inc | 1,423,659 | $6.58M | 0.00% | −63,180−4.2% | Reduced |
| Acadian Asset Management LLC | 1,331,381 | $6.15M | 0.03% | +43,479+3.4% | Added |
| D. E. Shaw & Co., Inc. | 1,292,676 | $5.97M | 0.01% | +34,142+2.7% | Added |
| BlackRock Inc. | 1,090,396 | $5.04M | 0.00% | −18,273−1.6% | Reduced |
| CastleKnight Management LP | 836,444 | $3.86M | 0.66% | +611,621+272.0% | Added |
| Boothbay Fund Management, LLC | 782,192 | $3.61M | 0.13% | +5,224+0.7% | Added |
| AQR Capital Management LLC | 763,455 | $3.53M | 0.01% | −244,698−24.3% | Reduced |
| Invenomic Capital Management LP | 725,310 | $3.35M | 0.14% | +122,032+20.2% | Added |
| First Eagle Investment Management, LLC | 693,778 | $3.21M | 0.01% | +288,843+71.3% | Added |
| Palogic Value Management, L.P. | 586,549 | $2.71M | 1.34% | −73,485−11.1% | Reduced |
| Assenagon Asset Management S.A. | 580,043 | $2.68M | 0.01% | +67,331+13.1% | Added |
| Hillsdale Investment Management Inc. | 537,306 | $2.48M | 0.23% | 00.0% | Unchanged |
| Public Employees Retirement System of Ohio | 516,712 | $2.39M | 0.01% | 00.0% | Unchanged |
| Jacobs Levy Equity Management, Inc | 493,930 | $2.28M | 0.01% | +288,657+140.6% | Added |
| RBF Capital, LLC | 486,235 | $2.25M | 0.15% | +42,448+9.6% | Added |
| Rice Hall James & Associates, LLC | 434,067 | $2.01M | 0.13% | −7,745−1.8% | Reduced |
| Two Sigma Advisers, LP | 341,500 | $1.58M | 0.00% | +18,500+5.7% | Added |
| Geode Capital Management, LLC | 308,660 | $1.43M | 0.00% | +15,796+5.4% | Added |
| Millennium Management LLC | 293,267 | $1.35M | 0.00% | −676,855−69.8% | Reduced |
| Dimensional Fund Advisors LP | 287,297 | $1.33M | 0.00% | +62,874+28.0% | Added |
| JPMorgan Chase & Co | 282,815 | $1.31M | 0.00% | +93,506+49.4% | Added |
| Royce & Associates LP | 244,100 | $1.13M | 0.01% | 00.0% | Unchanged |
| Victory Capital Management Inc | 237,731 | $1.10M | 0.00% | +237,731 | New |
| Two Sigma Investments, LP | 221,230 | $1.02M | 0.00% | −135,579−38.0% | Reduced |
| River & Mercantile Asset Management LLP | 212,028 | $978.5K | 0.23% | +26,619+14.4% | Added |
| Walleye Capital LLC | 205,959 | $951.5K | 0.01% | −119,214−36.7% | Reduced |
| Citadel Advisors LLC | 200,542 | $926.5K | 0.00% | −145,431−42.0% | Reduced |
| Bank of America Corp | 137,677 | $636.1K | 0.00% | +2,571+1.9% | Added |
| State of Wisconsin Investment Board | 109,500 | $505.9K | 0.00% | −52,700−32.5% | Reduced |
| State Street Corp | 101,051 | $466.9K | 0.00% | −1,000−1.0% | Reduced |
| Bridgeway Capital Management, LLC | 100,300 | $463.4K | 0.01% | +68,000+210.5% | Added |
| Susquehanna International Group, LLP | 87,854 | $405.9K | 0.00% | +30,614+53.5% | Added |
| Thrivent Financial for Lutherans | 83,125 | $384.0K | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 78,750 | $363.8K | 0.00% | +2,782+3.7% | Added |
| XTX Topco Ltd | 77,419 | $357.7K | 0.06% | −105,440−57.7% | Reduced |
| Barclays PLC | 70,663 | $326.5K | 0.00% | +35,378+100.3% | Added |
| Engineers Gate Manager LP | 66,175 | $305.7K | 0.01% | −16,737−20.2% | Reduced |
| FMR LLC | 60,270 | $278.4K | 0.00% | +2,187+3.8% | Added |
| Northern Trust Corp | 58,238 | $269.1K | 0.00% | −33−0.1% | Reduced |
| Invesco Ltd. | 55,801 | $257.8K | 0.00% | +432+0.8% | Added |
| Price T Rowe Associates Inc | 52,470 | $243.0K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 45,250 | $209.0K | 0.02% | +45,250 | New |
| HSBC Holdings PLC | 41,368 | $191.5K | 0.00% | +2,638+6.8% | Added |
| Occudo Quantitative Strategies LP | 37,708 | $174.2K | 0.02% | −16,748−30.8% | Reduced |
| Renaissance Technologies LLC | 34,808 | $161.0K | 0.00% | −328,239−90.4% | Reduced |
| Squarepoint Ops LLC | 30,647 | $141.6K | 0.00% | −94,501−75.5% | Reduced |
| Citigroup Inc | 28,732 | $132.7K | 0.00% | +28,693+73,571.8% | Added |
| Morgan Stanley | 27,997 | $129.3K | 0.00% | −30,895−52.5% | Reduced |
| Prelude Capital Management, LLC | 26,939 | $124.5K | 0.01% | −10,961−28.9% | Reduced |
| Group One Trading, L.P. | 26,448 | $122.2K | 0.00% | +25,210+2,036.3% | Added |
| Man Group plc | – | $121.9K | 0.00% | – | – |
| Pathstone Family Office, LLC | 23,378 | $108.0K | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 20,388 | $94.2K | 0.00% | +20,388 | New |
| Goldman Sachs Group Inc | 18,997 | $87.8K | 0.00% | −43,462−69.6% | Reduced |
| Vontobel Holding Ltd. | 17,000 | $78.5K | 0.00% | 00.0% | Unchanged |
| Green Square Capital Advisors LLC | 14,411 | $66.6K | 0.01% | 00.0% | Unchanged |
| Bridgeworth, LLC | 13,500 | $62.4K | 0.01% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 11,901 | $55.0K | 0.00% | −37,514−75.9% | Reduced |
| Mackenzie Financial Corp | 12,076 | $54.1K | 0.00% | +12,076 | New |
| Jump Financial, LLC | 10,800 | $49.9K | 0.00% | −36,185−77.0% | Reduced |
| Advisor Group Holdings, Inc. | 8,173 | $37.8K | 0.00% | +500+6.5% | Added |
| UBS Group AG | 3,050 | $14.1K | 0.00% | −41,157−93.1% | Reduced |
| Russell Investments Group, Ltd. | 2,000 | $9.24K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,882 | $8.70K | 0.00% | −8,959−82.6% | Reduced |
| Wells Fargo & Company | 1,703 | $7.87K | 0.00% | −848−33.2% | Reduced |
| Signaturefd, LLC | 750 | $3.46K | 0.00% | +750 | New |
| Rhumbline Advisers | 728 | $3.36K | 0.00% | −1,956−72.9% | Reduced |
| Coppell Advisory Solutions LLC | 400 | $2.85K | 0.00% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 419 | $1.94K | 0.00% | −3,115−88.1% | Reduced |
| BNP Paribas Arbitrage, SA | 290 | $1.34K | 0.00% | −31,592−99.1% | Reduced |
| EverSource Wealth Advisors, LLC | 259 | $1.20K | 0.00% | +259 | New |
| Royal Bank of Canada | 346 | $1.00K | 0.00% | −21,221−98.4% | Reduced |
| GPS Wealth Strategies Group, LLC | 39 | $180 | 0.00% | 00.0% | Unchanged |
| Anchor Investment Management, LLC | 17 | $79 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 1 | $5 | 0.00% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −158,007−100.0% | Sold out |
| Needham Investment Management LLC | 0 | $0 | 0.00% | −100,000−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −100,118−100.0% | Sold out |
| Kennedy Capital Management, Inc. | 0 | $0 | 0.00% | −60,271−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −34,219−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −31,429−100.0% | Sold out |
| State of Wyoming | 0 | $0 | 0.00% | −23,859−100.0% | Sold out |
| Point72 Middle East FZE | 0 | $0 | 0.00% | −23,349−100.0% | Sold out |
| Corton Capital Inc. | 0 | $0 | 0.00% | −21,456−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −20,176−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −11,100−100.0% | Sold out |
| Delphia (USA) Inc. | 0 | $0 | 0.00% | −11,074−100.0% | Sold out |
| Caption Management, LLC | 0 | $0 | 0.00% | −9,523−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −1,839−100.0% | Sold out |
| New York State Common Retirement Fund | 0 | $0 | 0.00% | −233−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −104−100.0% | Sold out |