UBS AG
UCIB- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0001114446
No open-market purchases or sales by UBS AG insiders were filed in the last 90 days; 12 institutions reported holding it in 13F filings for Q2 2026, worth $19.7M in total; no superinvestor holds it.
Other share classesAMUBBDCXBDCZCEFDHDLBIFEDMLPBMLPRMVRLPFFLSMHB
13F holders, Q3 2024
Institutional positions in UBS AG as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 11
- −1 vs. Q2 2024
- Shares held
- 431.2K
- −67.2K (−13.5%) vs. Q2 2024
- Total value
- $11.2M
- −$1.81M (−13.9%) vs. Q2 2024
- New holders
- 1
- 0 more added
- Sold out
- 2
- 5 more reduced
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UCIB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 12 | $19.7M |
| Q1 2026 | 11 | $19.5M |
| Q4 2025 | 10 | $14.3M |
| Q3 2025 | 10 | $13.7M |
| Q2 2025 | 10 | $12.3M |
| Q1 2025 | 10 | $11.7M |
| Q4 2024 | 9 | $10.8M |
| Q3 2024 | 11 | $11.2M |
| Q2 2024 | 12 | $13.0M |
| Q1 2024 | 10 | $12.2M |
| Q4 2023 | 11 | $11.4M |
| Q3 2023 | 7 | $10.8M |
| Q2 2023 | 8 | $10.4M |
| Q1 2023 | 8 | $11.3M |
| Q4 2022 | 9 | $11.0M |
| Q3 2022 | 11 | $12.8M |
| Q2 2022 | 12 | $13.9M |
| Q1 2022 | 10 | $13.2M |
| Q4 2021 | 11 | $10.8M |
| Q3 2021 | 11 | $10.5M |
| Q2 2021 | 10 | $11.2M |
| Q1 2021 | 9 | $9.78M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding UBS AG; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Legacy Wealth Asset Management, LLC | 116,839 | $3.03M | 0.81% | −4,582−3.8% | Reduced |
| Envestnet Asset Management Inc | 112,833 | $2.93M | 0.00% | −4,844−4.1% | Reduced |
| RHS Financial, LLC | 109,479 | $2.84M | 1.43% | −17,604−13.9% | Reduced |
| Susquehanna International Group, LLP | 26,363 | $684.8K | 0.00% | −621−2.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 24,120 | $627.0K | 0.00% | −14,036−36.8% | Reduced |
| Bruce G. Allen Investments, LLC | 16,538 | $429.6K | 0.33% | 00.0% | Unchanged |
| Fisher Asset Management, LLC | 13,800 | $358.4K | 0.00% | 00.0% | Unchanged |
| CI Private Wealth, LLC | 10,270 | $266.8K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 661 | $17.2K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 180 | $4.67K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 72 | $1.87K | 0.00% | +72 | New |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −17,721−100.0% | Sold out |
| Dorsey & Whitney Trust CO LLC | 0 | $0 | 0.00% | −7,853−100.0% | Sold out |