UBS Group AG
UBS- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0001610520
No open-market purchases or sales by UBS Group AG insiders were filed in the last 90 days; 766 institutions reported holding it in 13F filings for Q2 2026, worth $62.9B in total; Viking Global Investors is the only superinvestor holding it.
13F holders, Q1 2024
Institutional positions in UBS Group AG as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 537
- +12 vs. Q4 2023
- Shares held
- 1.38B
- +51.0M (+3.8%) vs. Q4 2023
- Total value
- $42.3B
- +$1.32B (+3.2%) vs. Q4 2023
- New holders
- 61
- 206 more added
- Sold out
- 49
- 188 more reduced
5 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UBS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 766 | $62.9B |
| Q1 2026 | 689 | $44.5B |
| Q4 2025 | 695 | $61.4B |
| Q3 2025 | 622 | $49.8B |
| Q2 2025 | 599 | $44.5B |
| Q1 2025 | 589 | $43.1B |
| Q4 2024 | 574 | $43.0B |
| Q3 2024 | 550 | $42.6B |
| Q2 2024 | 554 | $41.3B |
| Q1 2024 | 537 | $42.3B |
| Q4 2023 | 530 | $41.2B |
| Q3 2023 | 487 | $31.7B |
| Q2 2023 | 459 | $25.7B |
| Q1 2023 | 438 | $30.0B |
| Q4 2022 | 378 | $23.6B |
| Q3 2022 | 367 | $18.5B |
| Q2 2022 | 371 | $20.9B |
| Q1 2022 | 378 | $26.6B |
| Q4 2021 | 369 | $24.8B |
| Q3 2021 | 360 | $21.2B |
| Q2 2021 | 363 | $20.1B |
| Q1 2021 | 348 | $18.5B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding UBS Group AG; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Seed Wealth Management, Inc. | 12,245 | $373.2K | 0.36% | −890−6.8% | Reduced |
| Colony Group, LLC | 12,312 | $378.0K | 0.00% | −1,851−13.1% | Reduced |
| Lindbrook Capital, LLC | 12,381 | $380.3K | 0.04% | +204+1.7% | Added |
| Stonegate Investment Group, LLC | 12,558 | $385.8K | 0.01% | +342+2.8% | Added |
| swisspartners Advisors Ltd | 14,000 | $388.4K | 0.32% | 00.0% | Unchanged |
| Ieq Capital, LLC | 12,648 | $388.6K | 0.01% | −2,673−17.4% | Reduced |
| SYSTM Wealth Solutions LLC | 12,665 | $389.1K | 0.05% | −2,961−18.9% | Reduced |
| American Trust Investment Advisors, LLC | 12,780 | $392.6K | 0.19% | 00.0% | Unchanged |
| Sivia Capital Partners, LLC | 12,882 | $395.7K | 0.27% | −188−1.4% | Reduced |
| Caas Capital Management LP | 13,000 | $399.4K | 0.17% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 13,175 | $404.7K | 0.00% | +4,548+52.7% | Added |
| Cipher Capital LP | 13,291 | $408.3K | 0.19% | +13,291 | New |
| Brown Advisory Inc | 13,671 | $420.0K | 0.00% | +13,671 | New |
| TD Waterhouse Canada Inc. | 14,339 | $421.3K | 0.00% | +4,225+41.8% | Added |
| Davenport & Co LLC | 13,751 | $422.4K | 0.00% | +222+1.6% | Added |
| Coldstream Capital Management Inc | 13,770 | $423.0K | 0.01% | +724+5.5% | Added |
| Callan Capital, LLC | 14,255 | $437.9K | 0.04% | +14,255 | New |
| NBC Securities, Inc. | 14,281 | $438.0K | 0.04% | −610−4.1% | Reduced |
| Gallacher Capital Management LLC | 14,397 | $442.3K | 0.22% | −291−2.0% | Reduced |
| Dakota Wealth Management | 14,596 | $448.4K | 0.01% | −677−4.4% | Reduced |
| First National Bank of Hutchinson | 14,676 | $450.8K | 0.30% | +74+0.5% | Added |
| Studio Investment Management LLC | 14,908 | $458.0K | 0.11% | +1,002+7.2% | Added |
| Klingenstein Fields & Co LP | 14,930 | $458.6K | 0.02% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 15,672 | $465.1K | 0.02% | 00.0% | Unchanged |
| Perigon Wealth Management, LLC | 15,324 | $470.8K | 0.01% | +909+6.3% | Added |
| Gradient Investments LLC | 16,128 | $495.5K | 0.01% | −1,878−10.4% | Reduced |
| Parallel Advisors, LLC | 16,132 | $495.6K | 0.01% | +1,262+8.5% | Added |
| HRT Financial LP | 16,162 | $496.0K | 0.00% | −4,644−22.3% | Reduced |
| FDx Advisors, Inc. | 16,181 | $497.0K | 0.08% | −418−2.5% | Reduced |
| Sage Rhino Capital LLC | 16,198 | $497.6K | 0.12% | +128+0.8% | Added |
| PDS Planning, Inc | 16,554 | $508.5K | 0.05% | +1,250+8.2% | Added |
| Oppenheimer Asset Management Inc. | 16,623 | $510.7K | 0.01% | −17,196−50.8% | Reduced |
| Alps Advisors Inc | 17,341 | $532.7K | 0.00% | −889−4.9% | Reduced |
| Wedbush Securities Inc | 17,383 | $534.0K | 0.02% | +10,630+157.4% | Added |
| Boston Private Wealth LLC | 17,647 | $542.1K | 0.01% | −4,969−22.0% | Reduced |
| Eqis Capital Management, Inc. | 17,780 | $546.2K | 0.04% | −1,480−7.7% | Reduced |
| Allianz SE | 17,760 | $547.0K | 0.02% | +17,760 | New |
| Winning Points Advisors, LLC | 17,821 | $550.7K | 0.85% | 00.0% | Unchanged |
| Spire Wealth Management | 17,987 | $552.6K | 0.01% | −5,000−21.8% | Reduced |
| Prudential Financial Inc | 19,025 | $584.4K | 0.00% | −4,438−18.9% | Reduced |
| Solstein Capital, LLC | 19,334 | $594.9K | 0.41% | −8,683−31.0% | Reduced |
| Virtu Financial LLC | 19,475 | $598.0K | 0.05% | +5,099+35.5% | Added |
| 1832 Asset Management L.P. | 19,800 | $608.3K | 0.00% | −559,511−96.6% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 19,949 | $613.0K | 0.00% | +522+2.7% | Added |
| Dorsey & Whitney Trust CO LLC | 20,332 | $624.6K | 0.04% | −37−0.2% | Reduced |
| Jefferies Financial Group Inc. | 21,736 | $667.7K | 0.01% | −98,424−81.9% | Reduced |
| Checchi Capital Advisers, LLC | 22,314 | $685.5K | 0.05% | −1,194−5.1% | Reduced |
| Compton Wealth Advisory Group, LLC | 22,591 | $694.0K | 0.19% | +10,000+79.4% | Added |
| Ethic Inc. | 22,686 | $696.9K | 0.02% | +266+1.2% | Added |
| Wealth Enhancement Advisory Services, LLC | 23,299 | $715.7K | 0.00% | −7,931−25.4% | Reduced |
| IMC-Chicago, LLC | 23,300 | $715.8K | 0.02% | +23,300 | New |
| United Capital Financial Advisers, LLC | 23,469 | $721.0K | 0.01% | −2,615−10.0% | Reduced |
| National Asset Management, Inc. | 29,916 | $737.4K | 0.02% | +7,508+33.5% | Added |
| Evergreen Capital Management LLC | 24,088 | $740.0K | 0.03% | +1,183+5.2% | Added |
| Greenwich Wealth Management LLC | 24,847 | $763.0K | 0.06% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 25,263 | $776.1K | 0.00% | −4,606−15.4% | Reduced |
| Beverly Hills Private Wealth, LLC | 25,662 | $788.3K | 0.18% | −465−1.8% | Reduced |
| Stamos Capital Partners, L.P. | 25,690 | $789.2K | 0.18% | +8,590+50.2% | Added |
| Cookson Peirce & Co Inc | 25,916 | $796.0K | 0.04% | −146−0.6% | Reduced |
| Valeo Financial Advisors, LLC | 29,144 | $797.4K | 0.03% | +772+2.7% | Added |
| Liberty One Investment Management, LLC | 26,230 | $805.8K | 0.09% | −10,154−27.9% | Reduced |
| Rehmann Capital Advisory Group | 26,360 | $809.8K | 0.06% | −1,741−6.2% | Reduced |
| Cullinan Associates Inc | 26,500 | $814.1K | 0.05% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 26,972 | $828.6K | 0.02% | −2,225−7.6% | Reduced |
| Tower Research Capital LLC (TRC) | 27,048 | $830.9K | 0.02% | +3,896+16.8% | Added |
| Fifth Third Bancorp | 27,934 | $858.1K | 0.00% | −11,904−29.9% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 28,248 | $867.8K | 0.00% | −577−2.0% | Reduced |
| ABN AMRO Bank N.V. | 28,300 | $868.1K | 0.01% | 00.0% | Unchanged |
| Advisors Capital Management, LLC | 28,554 | $877.0K | 0.02% | +928+3.4% | Added |
| Raymond James Trust N.A. | 29,111 | $894.3K | 0.02% | −1,333−4.4% | Reduced |
| Transatlantique Private Wealth LLC | 29,222 | $899.0K | 0.39% | −60,566−67.5% | Reduced |
| Personal Cfo Solutions, LLC | 29,524 | $907.0K | 0.14% | +29,524 | New |
| Clarius Group, LLC | 30,049 | $923.4K | 0.06% | −953−3.1% | Reduced |
| Ballentine Partners, LLC | 30,076 | $923.9K | 0.02% | +3,784+14.4% | Added |
| AdvisorShares Investments LLC | 30,513 | $937.4K | 0.16% | −4,190−12.1% | Reduced |
| Connable Office Inc | 30,659 | $941.8K | 0.11% | +30,659 | New |
| Atomi Financial Group, Inc. | 31,706 | $974.0K | 0.09% | +4,861+18.1% | Added |
| First Hawaiian Bank | 32,719 | $1.01M | 0.03% | −10,550−24.4% | Reduced |
| Janney Montgomery Scott LLC | 32,967 | $1.01M | 0.00% | +8,458+34.5% | Added |
| Atlas Capital Advisors LLC | 33,367 | $1.03M | 0.16% | −939−2.7% | Reduced |
| Centennial Bank | 33,628 | $1.03M | 0.53% | −205−0.6% | Reduced |
| Diversify Advisory Services, LLC | 33,971 | $1.04M | 0.06% | +33,971 | New |
| Sequoia Financial Advisors, LLC | 33,739 | $1.04M | 0.01% | +1,332+4.1% | Added |
| MAI Capital Management | 34,179 | $1.05M | 0.01% | −57−0.2% | Reduced |
| Private Advisor Group, LLC | 34,303 | $1.05M | 0.01% | −4,727−12.1% | Reduced |
| Zhang Financial LLC | 34,337 | $1.05M | 0.08% | +11,255+48.8% | Added |
| Kathmere Capital Management, LLC | 34,652 | $1.06M | 0.12% | +1,346+4.0% | Added |
| TownSquare Capital, LLC | 35,340 | $1.09M | 0.02% | +2,638+8.1% | Added |
| Quadrant Capital Group LLC | 35,532 | $1.09M | 0.09% | +1,144+3.3% | Added |
| BTC Capital Management, Inc. | 36,186 | $1.11M | 0.10% | +36,186 | New |
| Bailard, Inc. | 36,267 | $1.11M | 0.03% | +815+2.3% | Added |
| Connective Portfolio Management, LLC | 36,826 | $1.13M | 1.99% | 00.0% | Unchanged |
| Gabelli Funds LLC | 37,000 | $1.14M | 0.01% | 00.0% | Unchanged |
| Lake Street Advisors Group, LLC | 37,665 | $1.16M | 0.05% | +2,229+6.3% | Added |
| LGT Fund Management Co Ltd. | 39,388 | $1.21M | 0.50% | +26,188+198.4% | Added |
| Snowden Capital Advisors LLC | 40,222 | $1.24M | 0.04% | −2,881−6.7% | Reduced |
| SOL Capital Management CO | 40,330 | $1.24M | 0.16% | 00.0% | Unchanged |
| Vise Technologies, Inc. | 40,419 | $1.24M | 0.24% | +2,416+6.4% | Added |
| Schechter Investment Advisors, LLC | 40,493 | $1.24M | 0.09% | +5,121+14.5% | Added |
| Advisor Group Holdings, Inc. | 40,725 | $1.25M | 0.00% | −125,086−75.4% | Reduced |