UBS Group AG
UBS- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0001610520
No open-market purchases or sales by UBS Group AG insiders were filed in the last 90 days; 766 institutions reported holding it in 13F filings for Q2 2026, worth $62.9B in total; Viking Global Investors is the only superinvestor holding it.
13F holders, Q4 2023
Institutional positions in UBS Group AG as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 530
- +54 vs. Q3 2023
- Shares held
- 1.34B
- +54.2M (+4.2%) vs. Q3 2023
- Total value
- $41.2B
- +$9.52B (+30.1%) vs. Q3 2023
- New holders
- 101
- 181 more added
- Sold out
- 47
- 172 more reduced
11 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UBS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 766 | $62.9B |
| Q1 2026 | 689 | $44.5B |
| Q4 2025 | 695 | $61.4B |
| Q3 2025 | 622 | $49.8B |
| Q2 2025 | 599 | $44.5B |
| Q1 2025 | 589 | $43.1B |
| Q4 2024 | 574 | $43.0B |
| Q3 2024 | 550 | $42.6B |
| Q2 2024 | 554 | $41.3B |
| Q1 2024 | 537 | $42.3B |
| Q4 2023 | 530 | $41.2B |
| Q3 2023 | 487 | $31.7B |
| Q2 2023 | 459 | $25.7B |
| Q1 2023 | 438 | $30.0B |
| Q4 2022 | 378 | $23.6B |
| Q3 2022 | 367 | $18.5B |
| Q2 2022 | 371 | $20.9B |
| Q1 2022 | 378 | $26.6B |
| Q4 2021 | 369 | $24.8B |
| Q3 2021 | 360 | $21.2B |
| Q2 2021 | 363 | $20.1B |
| Q1 2021 | 348 | $18.5B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding UBS Group AG; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Oppenheimer & Co Inc | 186,500 | $5.76M | 0.11% | −29,405−13.6% | Reduced |
| MetLife Investment Management | 188,844 | $5.86M | 0.04% | 00.0% | Unchanged |
| Pathstone Holdings, LLC | 190,299 | $5.89M | 0.03% | +190,299 | New |
| Assenagon Asset Management S.A. | 191,396 | $5.94M | 0.02% | −83,781−30.4% | Reduced |
| Clearbridge Investments, LLC | 192,878 | $5.96M | 0.01% | −3,859−2.0% | Reduced |
| Crossmark Global Holdings, Inc. | 201,548 | $6.23M | 0.13% | +1,015+0.5% | Added |
| Ensign Peak Advisors, Inc | 221,894 | $6.26M | 0.01% | 00.0% | Unchanged |
| Balyasny Asset Management LLC | 212,246 | $6.56M | 0.02% | +212,246 | New |
| Pinnbrook Capital Management LP | 216,435 | $6.69M | 1.56% | +159,900+282.8% | Added |
| Neuberger Berman Group LLC | 234,498 | $7.26M | 0.01% | +56,098+31.4% | Added |
| Value Partners Investments Inc. | 262,881 | $8.10M | 0.65% | −40,000−13.2% | Reduced |
| Prudential PLC | 261,932 | $8.13M | 0.09% | −252−0.1% | Reduced |
| SEI Investments Co | 265,670 | $8.21M | 0.01% | −23,007−8.0% | Reduced |
| Mercer Global Advisors Inc | 278,193 | $8.60M | 0.03% | −5,609−2.0% | Reduced |
| Moran Wealth Management, LLC | 284,159 | $8.78M | 0.31% | +284,159 | New |
| Maryland State Retirement & Pension System | 291,018 | $9.03M | 0.19% | −47,476−14.0% | Reduced |
| First Trust Advisors LP | 293,579 | $9.11M | 0.01% | +84,871+40.7% | Added |
| Alyeska Investment Group, L.P. | 300,000 | $9.27M | 0.06% | −422,048−58.5% | Reduced |
| Jupiter Asset Management Ltd | 302,754 | $9.39M | 0.09% | −598,210−66.4% | Reduced |
| Bank Julius Baer & Co. Ltd, Zurich | 315,451 | $9.53M | 0.04% | +315,451 | New |
| LGT Group Foundation | 328,567 | $10.1M | 0.22% | −75,544−18.7% | Reduced |
| Millennium Management LLC | 332,220 | $10.3M | 0.01% | +182,061+121.2% | Added |
| Contravisory Investment Management, Inc. | 338,513 | $10.5M | 2.56% | −3,495−1.0% | Reduced |
| RBF Capital, LLC | 340,000 | $10.5M | 0.66% | 00.0% | Unchanged |
| Black Diamond Capital Management, L.L.C. | 350,000 | $10.8M | 7.75% | −1,188,789−77.3% | Reduced |
| Philadelphia Financial Management of San Francisco, LLC | 373,078 | $11.5M | 2.85% | −135,892−26.7% | Reduced |
| CIBC World Markets Inc. | 374,087 | $11.6M | 0.03% | +4,242+1.1% | Added |
| QRG Capital Management, Inc. | 410,972 | $12.7M | 0.19% | −6,019−1.4% | Reduced |
| Promethos Capital, LLC | 433,493 | $13.4M | 9.72% | +433,493 | New |
| Quinn Opportunity Partners LLC | 437,587 | $13.5M | 1.56% | −578,157−56.9% | Reduced |
| Legal & General Group Plc | 439,850 | $13.6M | 0.00% | +141,131+47.2% | Added |
| Henry James International Management, Inc. | 451,778 | $14.0M | 5.24% | −1,413−0.3% | Reduced |
| O'Shaughnessy Asset Management, LLC | 455,302 | $14.1M | 0.19% | +18,049+4.1% | Added |
| Rockefeller Capital Management L.P. | 458,064 | $14.2M | 0.05% | +35,284+8.3% | Added |
| USS Investment Management Ltd | 460,849 | $14.3M | 0.13% | −37,923−7.6% | Reduced |
| Baker Avenue Asset Management, LP | 492,395 | $15.2M | 0.67% | +14,450+3.0% | Added |
| Renaissance Technologies LLC | 500,391 | $15.5M | 0.02% | −337,600−40.3% | Reduced |
| Voya Investment Management LLC | 537,175 | $16.7M | 0.02% | +27,356+5.4% | Added |
| Baader Bank INC | 539,880 | $16.7M | 1.43% | +14,880+2.8% | Added |
| Channing Global Advisors, LLC | 555,432 | $17.2M | 13.44% | +20,098+3.8% | Added |
| 1832 Asset Management L.P. | 579,311 | $17.9M | 0.03% | +579,311 | New |
| Stifel Financial Corp | 592,235 | $18.3M | 0.02% | +358,631+153.5% | Added |
| PointState Capital LP | 595,682 | $18.4M | 0.66% | −625,379−51.2% | Reduced |
| Edmond de Rothschild Holding S.A. | 600,891 | $18.7M | 0.34% | −47,817−7.4% | Reduced |
| Banque Pictet & Cie SA | 728,853 | $19.0M | 0.22% | −179,040−19.7% | Reduced |
| Mangrove Partners | 659,546 | $20.4M | 1.76% | 00.0% | Unchanged |
| Mutual of America Capital Management LLC | 657,160 | $20.4M | 0.23% | −8,146−1.2% | Reduced |
| Azora Capital LP | 669,386 | $20.8M | 1.88% | +226,012+51.0% | Added |
| Pictet North America Advisors SA | 669,572 | $20.8M | 2.68% | −42,373−6.0% | Reduced |
| Teachers Retirement System of the State of Kentucky | 680,950 | $21.0M | 0.20% | −19,300−2.8% | Reduced |
| Kite Lake Capital Management (UK) LLP | 700,000 | $21.7M | 74.59% | −252,883−26.5% | Reduced |
| Janney Capital Management LLC | 704,117 | $21.8M | 1.46% | −21,901−3.0% | Reduced |
| TD Asset Management Inc | 727,274 | $22.6M | 0.02% | +9,421+1.3% | Added |
| Alliancebernstein L.P. | 787,319 | $24.3M | 0.01% | +89,112+12.8% | Added |
| Wells Fargo & Company | 830,017 | $25.6M | 0.01% | −25,841−3.0% | Reduced |
| Franklin Resources Inc | 840,487 | $26.1M | 0.01% | +366,082+77.2% | Added |
| Senator Investment Group LP | 850,000 | $26.3M | 1.13% | 00.0% | Unchanged |
| Zurich Insurance Group Ltd | 858,223 | $26.6M | 0.27% | −42,383−4.7% | Reduced |
| Susquehanna International Securities, Ltd. | 889,449 | $27.5M | 19.95% | −277,103−23.8% | Reduced |
| American Century Companies Inc | 898,902 | $27.8M | 0.02% | +44,760+5.2% | Added |
| Raymond James & Associates | 907,819 | $28.1M | 0.02% | −55,888−5.8% | Reduced |
| Grantham, Mayo, Van Otterloo & Co. LLC | 996,771 | $30.8M | 0.14% | +581,844+140.2% | Added |
| Levin Capital Strategies, L.P. | 1,155,312 | $35.7M | 3.96% | +78,067+7.2% | Added |
| Credit Agricole S A | 1,276,749 | $39.5M | 0.82% | +975,483+323.8% | Added |
| Todd Asset Management LLC | 1,336,957 | $41.3M | 0.91% | −35,800−2.6% | Reduced |
| Marshall Wace, LLP | 1,364,689 | $42.3M | 0.08% | +1,364,689 | New |
| Toronto Dominion Bank | 1,401,941 | $43.3M | 0.06% | +1,401,941 | New |
| Manufacturers Life Insurance Company, The | 1,471,509 | $45.5M | 0.03% | −8,083−0.5% | Reduced |
| State of Tennessee, Treasury Department | 1,474,450 | $45.7M | 0.18% | +409,464+38.4% | Added |
| AXA S.A. | 1,531,808 | $47.3M | 0.15% | −753,465−33.0% | Reduced |
| Public Sector Pension Investment Board | 1,616,592 | $50.1M | 0.38% | +34,519+2.2% | Added |
| Coatue Management LLCSuperinvestorCoatue Management | 1,778,323 | $55.0M | 0.23% | +1,778,323 | New |
| Border to Coast Pensions Partnership Ltd | 1,817,211 | $56.4M | 1.38% | 00.0% | Unchanged |
| Brandes Investment Partners, LP | 1,946,975 | $60.2M | 0.91% | +654,236+50.6% | Added |
| Envestnet Asset Management Inc | 1,949,802 | $60.2M | 0.02% | +1,148,017+143.2% | Added |
| Great West Life Assurance Co | 1,959,140 | $60.5M | 0.13% | −183,052−8.5% | Reduced |
| Invesco Ltd. | 1,974,346 | $61.0M | 0.01% | +139,247+7.6% | Added |
| Compagnie Lombard Odier SCmA | 2,121,195 | $65.8M | 1.22% | −212,854−9.1% | Reduced |
| Captrust Financial Advisors | 2,230,220 | $68.9M | 0.24% | +21,101+1.0% | Added |
| Duquesne Family Office LLCSuperinvestorDuquesne Family Office | 2,414,735 | $74.9M | 2.41% | +231,290+10.6% | Added |
| HSBC Holdings PLC | 2,410,046 | $75.1M | 0.07% | +1,987,508+470.4% | Added |
| Patient Capital Management, LLC | 2,450,937 | $75.7M | 4.01% | −31,675−1.3% | Reduced |
| Mackenzie Financial Corp | 2,573,396 | $79.8M | 0.12% | +155,765+6.4% | Added |
| Ameriprise Financial Inc | 2,717,215 | $84.2M | 0.03% | +2,324+0.1% | Added |
| Bank of Montreal | 3,284,133 | $102.0M | 0.06% | +1,510,259+85.1% | Added |
| Janus Henderson Group PLC | 3,406,328 | $105.7M | 0.06% | +755,403+28.5% | Added |
| Northern Trust Corp | 3,481,227 | $107.6M | 0.02% | +1,574,049+82.5% | Added |
| BlackRock Inc. | 3,573,124 | $110.4M | 0.00% | −120,435−3.3% | Reduced |
| Korea Investment CORP | 3,948,225 | $122.4M | 0.32% | +220,570+5.9% | Added |
| Natixis Advisors, L.P. | 4,444,729 | $137.3M | 0.36% | +356,742+8.7% | Added |
| Aviva PLC | 4,427,069 | $137.4M | 0.49% | −12,742−0.3% | Reduced |
| WCM Investment Management, LLC | 4,635,670 | $143.6M | 0.40% | +4,568,457+6,797.0% | Added |
| DekaBank Deutsche Girozentrale | 4,672,892 | $144.8M | 0.30% | −286,962−5.8% | Reduced |
| Acadian Asset Management LLC | 4,708,754 | $146.0M | 0.57% | +224,454+5.0% | Added |
| Causeway Capital Management LLC | 4,809,753 | $149.1M | 3.80% | −4,188,922−46.6% | Reduced |
| FIL Ltd | 4,893,353 | $151.9M | 0.16% | −1,863,600−27.6% | Reduced |
| M&G Investment Management Ltd | 5,581,422 | $172.5M | 1.04% | −801,709−12.6% | Reduced |
| Allianz Asset Management GmbH | 5,859,033 | $181.7M | 0.34% | −337,148−5.4% | Reduced |
| ARGA Investment Management, LP | 5,971,447 | $185.3M | 6.42% | −234,677−3.8% | Reduced |
| Banque Cantonale Vaudoise | 6,058,011 | $187.9M | 8.16% | +28,076+0.5% | Added |